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ESTABROOK CAPITAL MANAGEMENT LLC
CRD 128856 · SEC 801-62452
900 THIRD AVENUE, SUITE 502, NEW YORK, NY, 10022, United States
Phone
212-605-5500
Fax
212-605-5503
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$933.3M
Discretionary AUM
$933.3M
Team
10 total employees; 5 advisory reps; 170 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)PROVIDES NONDISCRETIONARY SERVICES, INCLUDING INVESTMENT PORTFOLIO MODELS TO OTHER SPONSORS.
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 548 | $154.1M |
| High net worth individuals | 149 | $600.2M |
| Pension/profit sharing plans | 18 | $12.2M |
| Charitable organizations | 34 | $69.1M |
| State/municipal entities | 1 | $13.3M |
| Corporations/business entities | 17 | $84.4M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD