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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PARAGON CAPITAL MANAGEMENT

CRD 105147

Denver, CO

Corporate platform

Corporation

$1.32B5 advisorsPercentage of AUM · Hourly charges +1 moreView
LVM CAPITAL MANAGEMENT LTD

CRD 111039

Portage, MI

Corporate platform

Corporation

$1.31B8 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL INVESTMENT SERVICES OF AMERICA INC

CRD 110639

Milwaukee, WI

Corporate platform

Corporation

$1.31B9 advisorsPercentage of AUMView
VALLEY NATIONAL ADVISERS INC

CRD 110788

Bethlehem, PA

Corporate platform

Corporation

$1.31B10 advisorsPercentage of AUM · Hourly charges +1 moreView
VIRTUE CAPITAL MANAGEMENT, LLC

CRD 167816

Brentwood, TN

Corporate platform

LLC

$1.31B90 advisorsPercentage of AUM · Hourly charges +1 moreView
METACAPITAL MANAGEMENT, L.P.

CRD 138405

New York, NY

Advisory firm

LP

$1.31B3 advisorsPercentage of AUM; Performance-based feesView
BEACON FINANCIAL GROUP

CRD 110038

Dallas, TX

Corporate platform

Corporation

$1.30B8 advisorsPercentage of AUM · Fixed fees +1 moreView
MADISON PARTNERS

CRD 305824

Madison, WI

Corporate platform

Corporation

$1.30B17 advisorsPercentage of AUMView
SWAN CAPITAL MANAGEMENT, LLC

CRD 164280

Durango, CO

Corporate platform

LLC

$1.30B1 advisorsPercentage of AUMView
PALADIN CAPITAL MANAGEMENT, LLC

CRD 122679

Washington, DC

Corporate platform

LLC

$1.30B17 advisorsPercentage of AUM; Performance-based feesView
SYNERGY ASSET MANAGEMENT, LLC

CRD 117201

Vancouver, WA

Corporate platform

LLC

$1.30B10 advisorsPercentage of AUM · Hourly charges +1 moreView
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

CRD 115220

Tulsa, OK

Corporate platform

LLC

$1.30B2 advisorsPercentage of AUM; Performance-based feesView
SKERRYVORE ASSET MANAGEMENT

CRD 330060

Edinburgh

Corporate platform

Other (specify)

$1.30B8 advisorsPercentage of AUM; Performance-based feesView
BALLEW ADVISORS INC

CRD 110522

Jackson, MS

Corporate platform

Corporation

$1.30B6 advisorsPercentage of AUM; SEE SCHEDULE D - MISCELLANEOUSView
BALDWIN INVESTMENT MANAGEMENT, LLC

CRD 108922

West Conshohocken, PA

Corporate platform

LLC

$1.30B11 advisorsPercentage of AUMView
SIO CAPITAL MANAGEMENT, LLC

CRD 165989

New York, NY

Corporate platform

LLC

$1.29B7 advisorsPercentage of AUM; Performance-based feesView
STANSBERRY ASSET MANAGEMENT, LLC

CRD 282103

Westlake, TX

Corporate platform

LLC

$1.29B13 advisorsPercentage of AUMView
TRIANGLE WEALTH MANAGEMENT

CRD 148156

Raleigh, NC

Corporate platform

Corporation

$1.29B9 advisorsPercentage of AUMView
ZENTIFIC INVESTMENT MANAGEMENT LIMITED

CRD 174321

Hong Kong

Corporate platform

Other (specify)

$1.29B6 advisorsPercentage of AUM; Performance-based feesView
ACADEMY ASSET MANAGEMENT

CRD 319774

New York, NY

Corporate platform

LLC

$1.29B3 advisorsPercentage of AUMView
CANAL CAPITAL MANAGEMENT, LLC

CRD 164971

Richmond, VA

Corporate platform

LLC

$1.28B6 advisorsPercentage of AUM · Fixed fees +1 moreView
PIPER SANDLER & CO.

CRD 665

Minneapolis, MN

Corporate platform

Corporation

$1.28B31 advisorsPercentage of AUM · Fixed fees +1 moreView
NEW LEGACY GROUP, LLC

CRD 160969

New York, NY

Corporate platform

LLC

$1.28B8 advisorsPercentage of AUM; Performance-based feesView
PRIVATE CAPITAL ADVISORS, INC.

CRD 125771

Darien, CT

Corporate platform

Corporation

$1.28B2 advisorsPercentage of AUM · Fixed fees +1 moreView
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