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PIPER SANDLER & CO.
CRD 665 · SEC 801-108049
350 NORTH 5TH STREET, SUITE 1000, MINNEAPOLIS, MN, 55401, United States
Phone
612-303-6000
Fax
612-303-1772
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$1.28B
Discretionary AUM
$0
Team
1402 total employees; 31 advisory reps; 19 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Fixed fees; Commissions
Org form
Corporation
Filing date
2026-03-23
Disciplinary history
No
Services
Portfolio management (investment companies)Portfolio management (institutions)ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM
Client types
| Type | Clients | AUM |
|---|---|---|
| Banking/thrift institutions | 16 | $0 |
| Investment companies | 1 | $0 |
| State/municipal entities | 2 | $1.28B |
| Corporations/business entities | 1 | $0 |
States served
CO, IL, KS, MN, NY, OR, TN, WI, CT, FL
All web addresses on file
Official SEC filing: View on IAPD