Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THE FORUM FINANCE GROUP SA

CRD 284407

Geneva, CA

Corporate platform

Corporation

$2.21B19 advisorsPercentage of AUM · Fixed fees +3 moreView
1834 INVESTMENT ADVISORS CO.

CRD 105435

Milwaukee, WI

Corporate platform

Corporation

$2.20B30 advisorsPercentage of AUM; Fixed feesView
LUPA RIA INVESTMENT MANAGEMENT LLC

CRD 314819

New York, NY

Corporate platform

LLC

$2.19B9 advisorsPercentage of AUM; Performance-based feesView
MAXIM CAPITAL GROUP, LLC

CRD 288321

New York, NY

Corporate platform

LLC

$2.19B4 advisorsPercentage of AUM · Performance-based fees +4 moreView
WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD 311364

Omaha, NE

Corporate platform

LLC

$2.19B14 advisorsPercentage of AUM · Hourly charges +1 moreView
NADLER FINANCIAL GROUP, INC.

CRD 122617

Deerfield, IL

Corporate platform

Corporation

$2.18B18 advisorsPercentage of AUMView
CLEAR HAVEN CAPITAL MANAGEMENT, LLC

CRD 149165

New York, NY

Corporate platform

LLC

$2.18B6 advisorsPercentage of AUM · Performance-based fees +4 moreView
HITE HEDGE ASSET MANAGEMENT LLC

CRD 160173

Braintree, MA

Corporate platform

LLC

$2.18B13 advisorsPercentage of AUM; Performance-based feesView
THE INVESTMENT COUNSEL COMPANY

CRD 19608

Las Vegas, NV

Corporate platform

Corporation

$2.18B11 advisorsPercentage of AUM; Fixed feesView
EURO PACIFIC ASSET MANAGEMENT, LLC

CRD 152922

Dorado, PR

Corporate platform

LLC

$2.18B5 advisorsPercentage of AUMView
JOEL R. MOGY INVESTMENT COUNSEL INC.

CRD 111622

Beverly Hills, CA

Corporate platform

Corporation

$2.18B3 advisorsPercentage of AUM · Fixed fees +1 moreView
CONDOR CAPITAL WEALTH MANAGEMENT

CRD 104920

Martinsville, NJ

Corporate platform

Corporation

$2.18B17 advisorsPercentage of AUM · Hourly charges +1 moreView
BELL ASSET MANAGEMENT LIMITED

CRD 146144

Melbourne

Corporate platform

Corporation

$2.18B10 advisorsPercentage of AUMView
CATALIO CAPITAL MANAGEMENT, LP

CRD 310374

New York, NY

Corporate platform

LP

$2.18B13 advisorsPercentage of AUM; Performance-based feesView
SAGEFIELD INVESTMENT GROUP LP

CRD 312019

Dallas, TX

Corporate platform

LP

$2.17B7 advisorsPercentage of AUM; Performance-based feesView
SIGMA INVESTMENT COUNSELORS

CRD 104754

Northville, MI

Corporate platform

Corporation

$2.17B10 advisorsPercentage of AUM; Fixed feesView
PDS PLANNING INC

CRD 106895

Dublin, OH

Corporate platform

Corporation

$2.17B12 advisorsFixed feesView
ZUCKERMAN INVESTMENT GROUP

CRD 137785

Chicago, IL

Corporate platform

LLC

$2.17B6 advisorsPercentage of AUMView
ANFIELD CAPITAL MANAGEMENT, LLC

CRD 165211

Irvine, CA

Corporate platform

LLC

$2.16B7 advisorsPercentage of AUM; Fixed feesView
CAPITOL SECURITIES MANAGEMENT, INC.

CRD 14169

Glen Allen, VA

Corporate platform

Corporation

$2.16B126 advisorsPercentage of AUM · Hourly charges +1 moreView
SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANY

CRD 170015

Shanghai

Corporate platform

Corporation

$2.16B46 advisorsPercentage of AUM; Performance-based feesView
ABACUS PLANNING GROUP, INC.

CRD 107994

Columbia, SC

Corporate platform

Corporation

$2.16B5 advisorsPercentage of AUM · Hourly charges +1 moreView
HMI CAPITAL MANAGEMENT, L.P.

CRD 160850

San Francisco, CA

Corporate platform

LP

$2.15B8 advisorsPercentage of AUM; Performance-based feesView
GREENLAND CAPITAL MANAGEMENT LP

CRD 317701

New York, NY

Corporate platform

LP

$2.15B12 advisorsPerformance-based feesView
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