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CAPITOL SECURITIES MANAGEMENT, INC.
CRD 14169 · SEC 801-41033
4050 INNSLAKE DRIVE, SUITE 250, GLEN ALLEN, VA, 23060, United States
Phone
888-612-1484
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.16B
Discretionary AUM
$1.84B
Team
170 total employees; 126 advisory reps; 41 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 1890 | $552.3M |
| High net worth individuals | 1287 | $838.6M |
| Pension/profit sharing plans | 18 | $15.1M |
| Charitable organizations | 14 | $8.5M |
| State/municipal entities | 4 | $21.4M |
| Corporations/business entities | 32 | $28.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://www.linkedin.com/company/t-h-kepley-financial-services/
- https://www.facebook.com/T-H-Kepley-Financial-Services-105106578204318
- https://www.facebook.com/FumoFinancial/
- HTTPS://WWW.LINKEDIN.COM/IN/ED-WETHERELL-875B10/
- HTTP://WWW.ANGIEKINGFINANCIALADVISOR.COM/
- https://www.linkedin.com/in/josephfumo/
- https://www.josephmauriello.capitolsecurities.com/
- HTTPS://WWW.LINKEDIN.COM/IN/STEVEN-MARASCIA-6724BB6A/
- HTTPS://WWW.LINKEDIN.COM/IN/ANDREWBELLAMAH/
- https://www.thewellesleygroupcsm.com/
- http://www.nordmannwealth.com
- HTTPS://WWW.LINKEDIN.COM/IN/THOMASKEPLEY
- http://linkedin.com/in/bradfordkimball
- https://www.linkedin.com/in/john-f-cahill/
- HTTPS://WWW.LINKEDIN.COM/IN/GREGCLARKE
- HTTPS://WWW.LINKEDIN.COM/IN/GREG-KUTA-79707819
- https://www.fumofinancial.com
- HTTPS://LINKEDIN.COM/IN/JOHNTRENTANOVE
- HTTP://WWW.VMIFINANCIAL.COM
- HTTPS://LINKEDIN.COM/IN/R-MARC-MCKOY-39985B11
- https://www.timscherwa.com/
- https://www.linkedin.com/in/larrynordmann/
- HTTPS://WWW.LINKEDIN.COM/IN/JEFF-BRIGGS-B2049A9/
- https://www.linkedin.com/in/e-b-bartlett-67508313/
- https://www.facebook.com/Mark-Outten-at-Hammond-Wealth-Managment-112796941314258
- HTTPS://WWW.LINKEDIN.COM/IN/ANGIE-CLEMENTS-KING-20BA0B79/
- HTTPS://WWW.FACEBOOK.COM/CAPITOLSECURITIESMANAGMENT/?REF=AYMT_HOMEPAGE_PANEL
- https://www.facebook.com/Hammond-Wealth-Management-LLC-102958210123697/?fref=nf
- HTTPS://WWW.LINKEDIN.COM/COMPANY/CAPITOL-SECURITIES-MANAGEMENT-INC-
- https://www.linkedin.com/company/nordmannwealth/about/
- https://www.alsharpe.com/
- HTTPS://WWW.FACEBOOK.COM/OFTRINGINVESTMENTGROUP/
- https://www.linkedin.com/in/john-coulter-5889a8b3/
- https://www.youtube.com/watch?v=x_XVkRcW2Zc
- https://www.linkedin.com/in/jason-ferree-850ab022a/
- HTTPS://WWW.LINKEDIN.COM/IN/JOSEPH-JIANOS-B1A21319
- HTTP://WWW.CAPITOLSECURITIES.COM
- https://www.linkedin.com/in/andrew-joseph-bellamah-09649335
- HTTPS://LINKEDIN.COM/IN/SAMUEL-LAM-01543484
- HTTPS://WWW.LINKEDIN.COM/IN/JOHN-CAHILL-608BA611/
- https://www.linkedin.com/in/paul-bedinger-a0a26352/
- HTTP://WWW.CSWEALTHMGT.COM/
- https://www.linkedin.com/in/jim-d-31aab0112/
- https://www.linkedin.com/in/aj-bellamah-09649335/
- https://www.linkedin.com/in/john-f-cahill-esq-608ba611/
- https://www.linkedin.com/in/shannon-cooper-0b447557/
- https://www.facebook.com/Josh-Thomas-at-Hammond-Wealth-Management-Inc-555940807890540/?fref=ts
- https://www.linkedin.com/in/josephfumo?lipi=urn%3Ali%3Apage%3Ad_flagship3_profile_view_base_contact_details%3BHZWZmFKoSj%2Bau4ZH
- https://www.facebook.com/profile.php?id=100054119025543
- https://www.linkedin.com/in/swilliams252/
- https://www.linkedin.com/in/angie-k-20ba0b79/
- https://www.linkedin.com/in/markim
- https://www.linkedin.com/in/joseph-mauriello-65765b79
- https://www.linkedin.com/in/sean-osullivan13/
- https://www.linkedin.com/in/markoutten/
- https://www.linkedin.com/in/lysa-j-rothenberg-cfp®-5558ba61
- https://www.linkedin.com/in/john-scarpino-0279b524a/
- https://www.linkedin.com/in/ed-wetherell-003342/
- https://www.facebook.com/NordmannWealth
- HTTP://WWW.MARCUSGERSBACHANDCO.COM
- HTTP://WWW.OFTRING.COM
- HTTPS://WWW.LINKEDIN.COM/IN/JAMESBMORAN
- HTTPS://WWW.LINKEDIN.COM/IN/LYSA-J-ROTHENBERG-CFP%C2%AE-5558BA61/
- https://www.josephmarkim.capitolsecurities.com
- https://www.linkedin.com/in/craig-sablosky-88980
- HTTPS://WWW.LINKEDIN.COM/IN/ANGELAPHOPKINS
- http://linkedin.com/in/eugeneshvetsprofile
- https://hammondwealth.com
- https://www.pivotalwealthllc.com
- HTTP://WWW.WCGFINANCIAL.COM
- HTTP://WWW.ROCHESTERWM.COM
- https://www.linkedin.com/in/jerome-baron-b41479181/
- https://www.linkedin.com/in/carter-knobel-a4aa0a5b
- https://www.robertgarone.capitolsecurities.com/
- http://www.bnbinc.com
- https://www.samuellam.capitolsecurities.com
- HTTPS://WWW.LINKEDIN.COM/IN/BOB-OFTRING-61100B37
- HTTPS://WWW.LINKEDIN.COM/IN/BILL-STADE-0365715/
- https://www.facebook.com/Tim-Scherwa-Financial-Advisor-112055983931066/
- HTTPS://WWW.LINKEDIN.COM/IN/JERRY-ALLEY-BA234087
- HTTPS://WWW.LINKEDIN.COM/IN/TIM-SCHERWA-17428313B/
- https://www.facebook.com/CSAngelaHopkins/
Official SEC filing: View on IAPD