Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
STERLING INVESTMENT MANAGEMENT

CRD 174707

West Palm Beach, FL

Corporate platform

LLC

$2.41B48 advisorsPercentage of AUM · Performance-based fees +1 moreView
FOREST AVENUE CAPITAL MANAGEMENT LP

CRD 321948

Miami, FL

Corporate platform

LP

$2.41B5 advisorsPercentage of AUM; Performance-based feesView
SANDHILL INVESTMENT MANAGEMENT

CRD 129800

Buffalo, NY

Corporate platform

LLC

$2.40B14 advisorsPercentage of AUM · Fixed fees +1 moreView
IRENIC CAPITAL MANAGEMENT LP

CRD 319645

New York, NY

Corporate platform

LP

$2.40B7 advisorsPercentage of AUM; Performance-based feesView
STONEBRIDGE FINANCIAL GROUP, LLC

CRD 337972

St.. Louis, MO

Corporate platform

LLC

$2.40B7 advisorsPercentage of AUM · Hourly charges +1 moreView
RAM ACTIVE INVESTMENTS S.A.

CRD 226589

Geneva

Corporate platform

Corporation

$2.39B6 advisorsPercentage of AUM; Performance-based feesView
WASHINGTON TRUST ADVISORS

CRD 110407

Wellesley, MA

Corporate platform

Corporation

$2.39B13 advisorsPercentage of AUM; Fixed feesView
NORDFLINT CAPITAL PARTNERS

CRD 310492

Copenhagen

Corporate platform

Corporation

$2.39B5 advisorsPercentage of AUM; Performance-based feesView
TSCHETTER GROUP

CRD 301548

Bellevue, WA

Corporate platform

LLC

$2.39B15 advisorsPercentage of AUM · Hourly charges +1 moreView
GF INTERNATIONAL

CRD 170990

Hong Kong

Corporate platform

Corporation

$2.39B10 advisorsPercentage of AUM; Performance-based feesView
PRELUDE CAPITAL MANAGEMENT, LLC

CRD 158105

New York, NY

Corporate platform

LLC

$2.39B11 advisorsFixed fees; Performance-based feesView
ONE RIVER ASSET MANAGEMENT, LLC

CRD 167835

Stamford, CT

Corporate platform

LLC

$2.39B9 advisorsPercentage of AUM; Performance-based feesView
PARSONS CAPITAL MANAGEMENT INC

CRD 106295

Providence, RI

Corporate platform

Corporation

$2.38B12 advisorsPercentage of AUM · Hourly charges +1 moreView
PARADIGM CAPITAL MANAGEMENT, INC.

CRD 107982

Albany, NY

Corporate platform

Corporation

$2.38B7 advisorsPercentage of AUM; Performance-based feesView
SIMMONS L E & ASSOCIATES INC

CRD 107599

Houston, TX

Corporate platform

Corporation

$2.38B14 advisorsPercentage of AUM; CARRIED INTERESTView
STRIVE ASSET MANAGEMENT

CRD 322039

Dallas, TX

Corporate platform

LLC

$2.38B3 advisorsPercentage of AUMView
SMITH MOORE & CO.

CRD 3441

Clayton, MO

Corporate platform

Corporation

$2.37B50 advisorsPercentage of AUM · Hourly charges +1 moreView
CHECK CAPITAL MANAGEMENT INC

CRD 107058

Costa Mesa, CA

Corporate platform

Corporation

$2.37B9 advisorsPercentage of AUM; Performance-based feesView
GRANAHAN INVESTMENT MANAGEMENT LLC

CRD 107745

Waltham, MA

Corporate platform

LLC

$2.36B8 advisorsPercentage of AUM; Performance-based feesView
GEMMER ASSET MANAGEMENT LLC

CRD 109034

Walnut Creek, CA

Corporate platform

LLC

$2.36B9 advisorsPercentage of AUMView
CLARET ASSET MANAGEMENT CORP

CRD 110453

Montreal Quebec, CA

Corporate platform

Corporation

$2.36B19 advisorsPercentage of AUM; Performance-based feesView
SAND GROVE CAPITAL MANAGEMENT LLP

CRD 284699

London

Corporate platform

LLP

$2.35B9 advisorsPercentage of AUM; Performance-based feesView
BROADRIVER ASSET MANAGEMENT, L.P.

CRD 155792

New York, NY

Corporate platform

LP

$2.34B7 advisorsPercentage of AUM; Performance-based feesView
KEYSTONE FINANCIAL GROUP, LLC

CRD 170201

Lexington, KY

Corporate platform

LLC

$2.34B33 advisorsPercentage of AUM · Hourly charges +1 moreView
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