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SMITH MOORE & CO.
CRD 3441 · SEC 801-68175
7777 BONHOMME AVENUE, SUITE 2400, CLAYTON, MO, 63105, United States
Phone
314-727-5225
Fax
855-299-0958
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.37B
Discretionary AUM
$2.11B
Team
65 total employees; 50 advisory reps; 1 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2841 | $688.8M |
| High net worth individuals | 1254 | $1.48B |
| Pension/profit sharing plans | 18 | $8.2M |
| Charitable organizations | 10 | $6.4M |
| State/municipal entities | 3 | $66.8M |
| Corporations/business entities | 16 | $117.3M |
States served
AL, AZ, AR, CA, CO, GA, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, NE, NV, NJ, NM, NY, NC, OH, OK, PA, SC, TN, UT, VA, WI, MO, WA, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD