Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CHICKASAW CAPITAL MANAGEMENT, LLC

CRD 127398

Memphis, TN

Corporate platform

LLC

$2.55B10 advisorsPercentage of AUM · Commissions +1 moreView
RV CAPITAL MANAGEMENT PRIVATE LTD

CRD 171385

Singapore

Corporate platform

Corporation

$2.54B14 advisorsPercentage of AUM; Performance-based feesView
PHASE 3 CAPITAL MANAGEMENT LLC

CRD 294408

Boca Raton, FL

Corporate platform

LLC

$2.54B4 advisorsPercentage of AUM · Performance-based fees +1 moreView
MACKENZIE INVESTMENTS ASIA LIMITED

CRD 285521

Hong Kong

Corporate platform

Corporation

$2.53B7 advisorsPercentage of AUMView
DISCERENE GROUP LP

CRD 154396

Stamford, CT

Corporate platform

LP

$2.53B11 advisorsPercentage of AUM; Performance-based feesView
CINCINNATI ASSET MANAGEMENT INC

CRD 104946

Cincinnati, OH

Corporate platform

Corporation

$2.53B8 advisorsPercentage of AUMView
CKW FINANCIAL GROUP, LLC

CRD 152116

Honolulu, HI

Corporate platform

LLC

$2.53B2 advisorsPercentage of AUM; Fixed feesView
ICON INFRASTRUCTURE NORTH AMERICA INC.

CRD 306800

New York, NY

Corporate platform

Corporation

$2.52B15 advisorsOPERATING COSTS PLUS AN ADDITIONAL 12% OF OPERATING COSTSView
PRIVATE WEALTH ASSET MANAGEMENT

CRD 315819

Omaha, NE

Corporate platform

LLC

$2.52B22 advisorsPercentage of AUM; Fixed feesView
ATHYRIUM CAPITAL MANAGEMENT LP

CRD 161528

New York, NY

Corporate platform

LP

$2.51B11 advisorsPercentage of AUM; Performance-based feesView
SARATOGA RESEARCH & INVESTMENT MANAGEMENT

CRD 110506

Saratoga, CA

Corporate platform

Corporation

$2.51B12 advisorsPercentage of AUMView
WILLOWRIDGE PARTNERS, INC.

CRD 157116

New York, NY

Corporate platform

Corporation

$2.51B12 advisorsPerformance-based fees; MANAGEMENT FEES EARNED ARE BASED ON CLIENT COMMITMENTSView
HILLTOP SECURITIES INC.

CRD 6220

Dallas, TX

Corporate platform

Corporation

$2.51B92 advisorsPercentage of AUM · Hourly charges +2 moreView
THE ELECTRUM GROUP LLC

CRD 161407

New York, NY

Corporate platform

LLC

$2.50B9 advisorsPercentage of AUM · Performance-based fees +2 moreView
KEYSTONE NATIONAL GROUP, LLC

CRD 142885

Salt Lake City, UT

Corporate platform

LLC

$2.50B40 advisorsPercentage of AUM; Performance-based feesView
PATIENT CAPITAL MANAGEMENT, LLC

CRD 307336

Baltimore, MD

Corporate platform

LLC

$2.50B4 advisorsPercentage of AUM; Performance-based feesView
NORTH STAR INVESTMENT MANAGEMENT CORPORATION

CRD 117681

Chicago, IL

Corporate platform

Corporation

$2.50B14 advisorsPercentage of AUM · Hourly charges +1 moreView
FRONTIER INVESTMENT MANAGEMENT PARTNERS LTD.

CRD 282586

Dubai

Corporate platform

Corporation

$2.50B13 advisorsPercentage of AUM; Performance-based feesView
ALPHASTAR CAPITAL MANAGEMENT

CRD 157423

Cornelius, NC

Corporate platform

LLC

$2.50B130 advisorsPercentage of AUM · Hourly charges +1 moreView
BANKERS LIFE ADVISORY SERVICES, INC.

CRD 281285

Chicago, IL

Corporate platform

Corporation

$2.49B433 advisorsPercentage of AUM; NON-DISCRETIONARY INVESTMENT CONSULTING SERVICESView
CONCURRENT ASSET MANAGEMENT, LLC

CRD 330657

Tampa, FL

Corporate platform

LLC

$2.49B2 advisorsPercentage of AUM; Fixed feesView
WARWICK PARTNERS

CRD 105951

Bryan, TX

Corporate platform

Corporation

$2.48B4 advisorsPercentage of AUM; Fixed feesView
REDWOOD INVESTMENT MANAGEMENT, LLC.

CRD 153139

Scottsdale, AZ

Corporate platform

LLC

$2.47B5 advisorsPercentage of AUMView
OWL CREEK ASSET MANAGEMENT, L.P.

CRD 139371

New York, NY

Corporate platform

LP

$2.47B13 advisorsPercentage of AUM; Performance-based feesView
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