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HILLTOP SECURITIES INC.
CRD 6220 · SEC 801-55529
717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX, 75201, United States
Phone
214-953-4000
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.51B
Discretionary AUM
$1.80B
Team
92 total employees; 92 advisory reps
Clients
26-50
Fees
Percentage of AUM; Hourly charges; Fixed fees; 12B-1 FEES
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
Yes
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisersPublication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 2736 | $829.5M |
| High net worth individuals | 599 | $1.43B |
| Pension/profit sharing plans | 7 | $19.2M |
| Charitable organizations | 11 | $27.7M |
| State/municipal entities | 5 | $73.0M |
| Corporations/business entities | 49 | $125.5M |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
- https://advisors.hilltopsecurities.com/michael-forner/
- https://advisors.hilltopsecurities.com/Aaron-Terry
- https://advisors.hilltopsecurities.com/laurence-krueger
- https://advisors.hilltopsecurities.com/reno-jones
- https://advisors.hilltopsecurities.com/mickey-stern
- https://advisors.hilltopsecurities.com/bill-coster
- https://advisors.hilltopsecurities.com/stephen-powell
- https://advisors.hilltopsecurities.com/Chris-Gallo
- https://advisors.hilltopsecurities.com/gary-waller/
- https://advisors.hilltopsecurities.com/wes-darilek/
- https://advisors.hilltopsecurities.com/barbara-frenkel
- https://advisors.hilltopsecurities.com/chris-murray/aboutus.htm
- https://communitybankgroup.com/index.htm
- https://advisors.hilltopsecurities.com/patrick-outlaw
- https://advisors.hilltopsecurities.com/jim.bussey
- https://advisors.hilltopsecurities.com/jim-ruberto
- https://advisors.hilltopsecurities.com/bryan.hicks
- https://advisors.hilltopsecurities.com/patrick-laborde
- https://advisors.hilltopsecurities.com/dennis-robreck
- https://advisors.hilltopsecurities.com/katy-ehlers
- https://advisors.hilltopsecurities.com/laurence-krueger
- https://advisors.hilltopsecurities.com/katy-ehlers
- https://advisors.hilltopsecurities.com/peter.nett
- https://www.communitybankgroup.com
- https://advisors.hilltopsecurities.com/Parrish-Braden
- https://advisors.hilltopsecurities.com/ric-kellogg/
- https://advisors.hilltopsecurities.com/Hunter-Coleman
- https://advisors.hilltopsecurities.com/edward-walley
- https://advisors.hilltopsecurities.com/Hunter-Sims
- https://advisors.hilltopsecurities.com/Cliff-Millemann
- https://advisors.hilltopsecurities.com/pacificcoastfinancialplanning
- https://advisors.hilltopsecurities.com/nick-feild/
- https://www.linkedin.com/company/hilltop-securities-inc-/
- https://advisors.hilltopsecurities.com/Adam-Melville
- https://advisors.hilltopsecurities.com/daniel.collins
- https://advisors.hilltopsecurities.com/Mike-Campbell
- https://advisors.hilltopsecurities.com/Jake-Edwards/
- https://advisors.hilltopsecurities.com/Jeffrey-Vanover
- https://advisors.hilltopsecurities.com/David-Nielsen
- https://advisors.hilltopsecurities.com/patrick-lovelady
- https://advisors.hilltopsecurities.com/victor-medina/
- https://advisors.hilltopsecurities.com/David-Gotz
- https://advisors.hilltopsecurities.com/Richard-Galen/
- https://advisors.hilltopsecurities.com/mark-augusta/
- https://advisors.hilltopsecurities.com/vito-dangelo/
- https://advisors.hilltopsecurities.com/Drew-Arden
- https://advisors.hilltopsecurities.com/jeff-margolis/
- HTTP://WWW.HILLTOPSECURITIES.COM
- https://advisors.hilltopsecurities.com/eric-kloppers/
- https://advisors.hilltopsecurities.com/Chris-murray
- https://advisors.hilltopsecurities.com/michael-davidson/
- https://advisors.hilltopsecurities.com/jim-pence/
- https://advisors.hilltopsecurities.com/jarett-brugger/
- https://advisors.hilltopsecurities.com/leonard-laub/
- https://advisors.hilltopsecurities.com/sean-coyle/
- https://advisors.hilltopsecurities.com/james-harding/
- https://advisors.hilltopsecurities.com/Jim-Martin
- https://advisors.hilltopsecurities.com/kevin-kott/
- https://advisors.hilltopsecurities.com/mark-clift/
- https://advisors.hilltopsecurities.com/michael-karp/
- https://advisors.hilltopsecurities.com/stacy-stern/
- https://advisors.hilltopsecurities.com/steve-balaban/
- https://advisors.hilltopsecurities.com/Bill-Skelton
- https://advisors.hilltopsecurities.com/Brad-Glasman/
- https://advisors.hilltopsecurities.com/ray-weber/
- https://advisors.hilltopsecurities.com/steve-crossman
- https://advisors.hilltopsecurities.com/steven.kenny
- https://advisors.hilltopsecurities.com/steven-sarkissian
- https://advisors.hilltopsecurities.com/stuart-ford
- https://advisors.hilltopsecurities.com/therakul.pulpanyawong
- https://advisors.hilltopsecurities.com/thomas-faledas
- https://advisors.hilltopsecurities.com/vince-caruana
- https://advisors.hilltopsecurities.com/Michael-Spohn
- https://advisors.hilltopsecurities.com/saul-lico/
- https://advisors.hilltopsecurities.com/paul-wunsch/
- https://advisors.hilltopsecurities.com/joan-lawson/
- https://advisors.hilltopsecurities.com/peter-cappos/
- https://advisors.hilltopsecurities.com/walt-anthony/
- https://advisors.hilltopsecurities.com/Christopher-Good
- https://advisors.hilltopsecurities.com/robert-harty/
- https://advisors.hilltopsecurities.com/phil-borenstein/
- https://advisors.hilltopsecurities.com/John-Rutledge
- https://advisors.hilltopsecurities.com/Pam-Broms
- https://advisors.hilltopsecurities.com/tyler-malinger/
- https://advisors.hilltopsecurities.com/parker-brean/
- https://advisors.hilltopsecurities.com/vickie-wise/
- https://advisors.hilltopsecurities.com/Bill-Pinkerton
- https://advisors.hilltopsecurities.com/zachary-kitz/
Official SEC filing: View on IAPD