Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WESTCHESTER CAPITAL MANAGEMENT, LLC

CRD 155686

Valhalla, NY

Corporate platform

LLC

$2.88B6 advisorsPercentage of AUMView
GLADIUS CAPITAL MANAGEMENT LP

CRD 152023

Park City, UT

Corporate platform

LP

$2.88B6 advisorsPercentage of AUM · Fixed fees +1 moreView
MELQART ASSET MANAGEMENT (UK) LTD

CRD 287888

London

Corporate platform

Other (specify)

$2.87B13 advisorsPercentage of AUM; Performance-based feesView
CAPSTONE FINANCIAL ADVISORS INC

CRD 109341

Downers Grove, IL

Corporate platform

Corporation

$2.87B25 advisorsPercentage of AUM · Hourly charges +2 moreView
HOLLENCREST CAPITAL MANAGEMENT

CRD 46217

Newport Beach, CA

Corporate platform

LLC

$2.87B19 advisorsPercentage of AUM · Fixed fees +2 moreView
MEEDER ADVISORY SERVICES, INC.

CRD 106814

Dublin, OH

Corporate platform

Corporation

$2.86B54 advisorsPercentage of AUM; Fixed feesView
PARK WEST ASSET MANAGEMENT LLC

CRD 157660

San Francisco, CA

Corporate platform

LLC

$2.86B13 advisorsPercentage of AUM; Performance-based feesView
COOPER MCMANUS

CRD 111458

Irvine, CA

Corporate platform

Corporation

$2.85B50 advisorsPercentage of AUM · Hourly charges +2 moreView
INVESTMENT CONSULTING GROUP INC

CRD 106967

Davenport, IA

Corporate platform

Corporation

$2.84B2 advisorsPercentage of AUM · Hourly charges +1 moreView
KEY FINANCIAL, INC.

CRD 116240

West Chester, PA

Corporate platform

Corporation

$2.84B10 advisorsPercentage of AUM · Fixed fees +2 moreView
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.

CRD 114922

Boston, MA

Corporate platform

LLC

$2.84B0 total employeesPercentage of AUM; Fixed feesView
WEST FINANCIAL SERVICES, INC.

CRD 137497

Mclean, VA

Corporate platform

Corporation

$2.84B22 advisorsPercentage of AUM · Hourly charges +1 moreView
BRICK CAPITAL MANAGEMENT INC

CRD 107600

East Lansing, MI

Corporate platform

Corporation

$2.84B1 advisorsFixed feesView
MANCHESTER CAPITAL MANAGEMENT LLC

CRD 110003

Manchester, VT

Corporate platform

LLC

$2.83B14 advisorsPercentage of AUM; Fixed feesView
ARDMORE ROAD ASSET MANAGEMENT LP

CRD 311471

Westport, CT

Corporate platform

LP

$2.83B13 advisorsPercentage of AUM; Performance-based feesView
FRAGASSO FINANCIAL ADVISORS

CRD 123255

Sewickley, PA

Corporate platform

Corporation

$2.83B28 advisorsPercentage of AUM; Fixed feesView
PAMPLONA CAPITAL MANAGEMENT LLC

CRD 160860

New York, NY

Corporate platform

LLC

$2.83B5 advisorsPercentage of AUM; DISCLOSED IN SCHEDULE D - MISCELLANEOUSView
BASSWOOD CAPITAL MANAGEMENT, L.L.C.

CRD 138032

New York, NY

Corporate platform

LLC

$2.83B9 advisorsPercentage of AUM; Performance-based feesView
NEWMARKET INVESTMENT MANAGEMENT, LP

CRD 308098

Philadelphia, PA

Corporate platform

LP

$2.82B16 advisorsPercentage of AUM; Performance-based feesView
KAUFMAN HALL INVESTMENT MANAGEMENT

CRD 328876

Brentwood, TN

Corporate platform

LLC

$2.82B7 advisorsPercentage of AUM; Fixed feesView
KAWA CAPITAL MANAGEMENT, INC.

CRD 157780

Hallandale Beach, FL

Corporate platform

Corporation

$2.82B23 advisorsPercentage of AUM · Fixed fees +1 moreView
BOWIE CAPITAL MANAGEMENT, LLC

CRD 171023

Richardson, TX

Corporate platform

LLC

$2.81B4 advisorsPercentage of AUM; Performance-based feesView
STRATEGIC FINANCIAL SERVICES

CRD 109677

Utica, NY

Corporate platform

Corporation

$2.81B26 advisorsPercentage of AUM; Fixed feesView
WESTERN ASSET MANAGEMENT COMPANY PTE LTD

CRD 142188

Singapore

Corporate platform

Corporation

$2.80B5 advisorsPercentage of AUM; Performance-based feesView
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