← Back to searchVisit website
CAPSTONE FINANCIAL ADVISORS INC
CRD 109341 · SEC 801-56979
2001 BUTTERFIELD ROAD, SUITE 1750, DOWNERS GROVE, IL, 60515, United States
Phone
630-241-0833
Fax
630-241-0834
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$2.87B
Discretionary AUM
$2.86B
Team
30 total employees; 25 advisory reps; 6 broker-dealer reps
Clients
More than 500
Fees
Percentage of AUM; Hourly charges; Fixed fees; FIXED QUARTERLY RETAINERS
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 692 | $263.6M |
| High net worth individuals | 376 | $2.59B |
| Pension/profit sharing plans | 4 | $7.1M |
States served
AZ, CA, CO, GA, IL, LA, MD, MI, NE, NJ, NY, NC, OH, PA, SC, TN, VA, WI, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD