Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
VICUS CAPITAL, INC.

CRD 116021

State College, PA

Corporate platform

Corporation

$2.99B84 advisorsPercentage of AUM · Hourly charges +1 moreView
DLD ASSET MANAGEMENT, LP

CRD 170377

New York, NY

Corporate platform

LP

$2.99B12 advisorsPercentage of AUM; Performance-based feesView
BALTIMORE-WASHINGTON FINANCIAL ADVISORS

CRD 159388

Columbia, MD

Corporate platform

Corporation

$2.99B13 advisorsPercentage of AUM; FLAT PROJECT FEES FOR RETIREMENT & ESTATE PLANNINGView
MMBG INVESTMENT ADVISORS CO.

CRD 285263

Miami, FL

Corporate platform

Corporation

$2.98B9 advisorsPercentage of AUM; Fixed feesView
NFJ INVESTMENT GROUP, LLC

CRD 310902

Dallas, TX

Corporate platform

LLC

$2.98B8 advisorsPercentage of AUMView
MONTAG

CRD 105756

Atlanta, GA

Corporate platform

Corporation

$2.97B10 advisorsPercentage of AUM · Hourly charges +1 moreView
RETIREMENT INCOME SOLUTIONS, INC.

CRD 110145

Ann Arbor, MI

Corporate platform

Corporation

$2.97B13 advisorsPercentage of AUM; Fixed feesView
BROAD REACH INVESTMENT MANAGEMENT LLP

CRD 285755

London

Corporate platform

LLP

$2.96B7 advisorsPercentage of AUM; Performance-based feesView
BERGER FINANCIAL GROUP

CRD 308174

Plymouth, MN

Corporate platform

Corporation

$2.95B57 advisorsPercentage of AUM · Hourly charges +1 moreView
HUDSON EDGE INVESTMENT PARTNERS, INC.

CRD 104870

Jersey City, NJ

Corporate platform

Corporation

$2.95B7 advisorsPercentage of AUMView
CREATIVE FINANCIAL DESIGNS, INC.

CRD 109032

Kokomo, IN

Corporate platform

Corporation

$2.94B155 advisorsPercentage of AUM · Hourly charges +2 moreView
MANE GLOBAL CAPITAL MANAGEMENT LP

CRD 311912

New York, NY

Corporate platform

LP

$2.94B16 advisorsPercentage of AUM; Performance-based feesView
SJS INVESTMENT SERVICES

CRD 107219

Sylvania, OH

Corporate platform

Corporation

$2.94B21 advisorsPercentage of AUM; Fixed feesView
FOSTER & MOTLEY INC

CRD 106905

Cincinnati, OH

Corporate platform

Corporation

$2.94B22 advisorsPercentage of AUM · Hourly charges +1 moreView
RAUB BROCK CAPITAL MANAGEMENT, LP

CRD 153994

Larkspur, CA

Corporate platform

LP

$2.93B6 advisorsPercentage of AUM · Hourly charges +1 moreView
WINDSOR ADVISORY GROUP, LLC

CRD 122266

Columbus, OH

Corporate platform

LLC

$2.92B14 advisorsPercentage of AUM · Fixed fees +1 moreView
MARBLEGATE ASSET MANAGEMENT, LLC

CRD 157850

Greenwich, CT

Corporate platform

LLC

$2.92B13 advisorsPercentage of AUM; Performance-based feesView
BEDEL FINANCIAL CONSULTING INC

CRD 105653

Indianapolis, IN

Corporate platform

Corporation

$2.92B19 advisorsPercentage of AUM; Fixed feesView
RENAISSANCE INVESTMENT MANAGEMENT

CRD 105916

Covington, KY

Corporate platform

LLC

$2.91B7 advisorsPercentage of AUMView
ASSET MANAGEMENT ONE USA INC.

CRD 108982

New York, NY

Corporate platform

Corporation

$2.90B18 advisorsPercentage of AUM · Hourly charges +1 moreView
RRG CAPITAL MANAGEMENT LLC

CRD 291853

Los Angeles, CA

Corporate platform

LLC

$2.89B27 advisorsPercentage of AUM · Fixed fees +1 moreView
CPS INVESTMENT ADVISORS

CRD 104914

Lakeland, FL

Corporate platform

Corporation

$2.89B21 advisorsPercentage of AUM; Fixed feesView
KEYWISE CAPITAL MANAGEMENT (HK) LIMITED

CRD 160593

Hong Kong

Corporate platform

Corporation

$2.89B8 advisorsPercentage of AUM; Performance-based feesView
RMR WEALTH BUILDERS, INC.

CRD 169005

Montclair, NJ

Corporate platform

Corporation

$2.89B49 advisorsPercentage of AUM · Hourly charges +2 moreView
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