NFJ INVESTMENT GROUP, LLC

CRD 310902 · SEC 801-119686

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2100 ROSS AVENUE, SUITE 700, DALLAS, TX, 75201, United States

Phone

214-754-1780

Fax

214-754-1798

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$2.98B

Discretionary AUM

$2.98B

Team

9 total employees; 8 advisory reps; 24 broker-dealer reps

Clients

—

Fees

Percentage of AUM

Org form

Limited Liability Company

Filing date

2026-03-20

Disciplinary history

Services

Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)INVESTMENT MODEL DELIVERY AND INVESTMENT SERVICES TO WRAP SPONSORS

Client types

Type	Clients	AUM
Investment companies	3	$2.68B
State/municipal entities	1	$19.0M
Corporations/business entities	2	$21.8M

States served

VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD