Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GAMMA GROUP

CRD 118295

Corporate platform

Corporation

$815K1 advisorsPercentage of AUMView
BTG CAPITAL

CRD 286476

Corporate platform

Corporation

$800K1 advisorsPerformance-based feesView
TRADERS A.I., INC.

CRD 331700

Fairfax, VA

Corporate platform

Corporation

$774K2 advisorsPercentage of AUM; AS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSESView
SAMARA FINANCIAL, INC.

CRD 288772

Corporate platform

Corporation

$771K1 advisorsPercentage of AUM; Hourly chargesView
KINDER FINANCIAL SERVICES

CRD 156805

Nashville, IN

Corporate platform

Corporation

$561K1 advisorsPercentage of AUM · Hourly charges +1 moreView
NPW INC.

CRD 310288

Oakville, Ontario

Corporate platform

Corporation

$536K5 advisorsPercentage of AUMView
HERRICK PORTFOLIO MANAGEMENT CO.

CRD 145095

Corporate platform

Corporation

$528K1 advisorsPercentage of AUMView
GROWTH EQUITY MANAGEMENT, INC.

CRD 134031

Corporate platform

Corporation

$495K1 advisorsPercentage of AUMView
KEMPTHORNE ANALYTICS, INC

CRD 142754

Corporate platform

Corporation

$452K1 advisorsNOT COMPENSATEDView
PANTHER ASSET MANAGEMENT, INC.

CRD 126868

Corporate platform

Corporation

$425K1 advisorsPercentage of AUM · Hourly charges +1 moreView
SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

CRD 125488

Sheridan, WY

Corporate platform

Corporation

$400K1 advisorsPercentage of AUM · Hourly charges +2 moreView
CTF FINANCIAL SERVICES, INC.

CRD 142217

Ocala, FL

Corporate platform

Corporation

$373K1 advisorsPercentage of AUMView
BRINKER ASSET MANAGEMENT

CRD 134164

Corporate platform

Corporation

$356K0 total employeesPercentage of AUMView
COVENANT FINANCIAL PLANNING AND RESOURCE MANAGEMENT, INC.

CRD 165873

Corporate platform

Corporation

$353K1 advisorsPercentage of AUM; Hourly chargesView
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER

CRD 165439

Yorba Linda, CA

Corporate platform

Corporation

$294K1 advisorsPercentage of AUMView
GAMBOA CAPITAL MANAGEMENT INC.

CRD 110201

San Antonio, TX

Corporate platform

Corporation

$245K1 advisorsPercentage of AUMView
LI WEALTH MANAGEMENT INC

CRD 331924

Melville, NY

Corporate platform

Corporation

$235K1 advisorsPercentage of AUM · Hourly charges +1 moreView
401K ADVISORY GROUP, INC.

CRD 152290

Corporate platform

Corporation

$205K1 advisorsPercentage of AUM · Hourly charges +1 moreView
TSN MANAGEMENT INC.

CRD 300102

Corporate platform

Corporation

$200K1 advisorsPerformance-based feesView
DOBBINS CAPITAL MANAGEMENT

CRD 166706

Taylor, MI

Corporate platform

Corporation

$194K1 advisorsPercentage of AUM; Hourly chargesView
AUTHENTIC FINANCIAL PLANNING

CRD 153032

Corporate platform

Corporation

$150K1 advisorsPercentage of AUM · Hourly charges +2 moreView
FIDELITY CAPITAL MANAGEMENT CORP

CRD 122651

Palm Harbor, FL

Corporate platform

Corporation

$150K1 advisorsPercentage of AUM; Fixed feesView
PRETIUMCAPITAL MANAGEMENT, INC.

CRD 120244

Corporate platform

Corporation

$123K1 advisorsPercentage of AUMView
CASI INVESTMENTS

CRD 116063

Baltimore, MD

Corporate platform

Corporation

$120K2 advisorsPercentage of AUM; Hourly chargesView
PreviousPage 449 of 474Next