Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BISHOPSGATE INVESTMENT COMPANY

CRD 104516

Corporate platform

Corporation

$1.6M1 advisorsPercentage of AUM; Hourly chargesView
FREEDOM ASSET MANAGEMENT INC.

CRD 122939

Corporate platform

Corporation

$1.6M1 advisorsHourly charges; 1.0% TRADING FEE/ 0.002 TRADING FEEView
AMBROZY & ASSOCIATES, INC.

CRD 129318

Corporate platform

Corporation

$1.6M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CURTIN FINANCIAL SERVICES, INC.

CRD 133095

Burlington, MA

Corporate platform

Corporation

$1.5M1 advisorsHourly charges; Fixed feesView
EDWARDS PREMIER FINANCIAL

CRD 298453

Corporate platform

Corporation

$1.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
TREEHOUSE FINANCIAL, INC

CRD 161164

Corporate platform

Corporation

$1.4M2 advisorsPercentage of AUM; Fixed feesView
FRIEND FINANCIAL GROUP INC

CRD 333887

Thornton, CO

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM; Fixed feesView
GREGORY ADVISORS INC.

CRD 112537

Huntington Beach, CA

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WHN INVESTOR SERVICES, INC.

CRD 10046

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM; Fixed feesView
BAF ADVISORS CORP

CRD 323286

Miami, FL

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM; Hourly chargesView
TOTAL ASSETS MANAGEMENT, INC.

CRD 129050

Portland, OR

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
ATIP, INC

CRD 136440

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
SIMMONS FINANCIAL SERVICES, INC.

CRD 132218

Richmond, MI

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
RUBICON FINANCIAL NETWORK

CRD 113980

Tempe, AZ

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUM · Hourly charges +2 moreView
EPISTEME ADVISORS

CRD 153919

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
THE DIENEKES CORPORATION

CRD 150276

Corporate platform

Corporation

$1.2M1 advisorsPercentage of AUMView
ZHANG CAPITAL MANAGEMENT CORP.

CRD 148230

Corporate platform

Corporation

$1.1M1 advisorsPerformance-based feesView
APPLETON INVESTMENT MANAGEMENT INC.

CRD 113576

Hortonville, WI

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUM · Subscription fees +1 moreView
DYNAMIC INVESTMENT STRATEGIES, INC.

CRD 127301

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUM; Performance-based feesView
PROGRESS ALLIANCE INVESTMENT SERVICES

CRD 122687

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUMView
EMERALD HAVEN INVESTMENTS CORP

CRD 156522

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SPORL & COMPANY

CRD 130785

Corporate platform

Corporation

$1.0M1 advisorsPercentage of AUM; Performance-based feesView
BLUE CHIP FINANCIAL ADVISORS, INC.

CRD 119917

Corporate platform

Corporation

$1.0M1 advisorsPercentage of AUM; Fixed feesView
OPPENHEIMERFUNDS INC

CRD 104983

Atlanta, GA

Corporate platform

Corporation

$828K4 advisorsPercentage of AUMView
PreviousPage 448 of 474Next