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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WESCOTT FINANCIAL ADVISORY GROUP LLC

CRD 105989

Philadelphia, PA

Corporate platform

LLC

$4.16B27 advisorsPercentage of AUM · Hourly charges +1 moreView
FLAHERTY & CRUMRINE INCORPORATED

CRD 105499

Pasadena, CA

Corporate platform

Corporation

$4.15B8 advisorsPercentage of AUMView
NORTH REEF CAPITAL MANAGEMENT LP

CRD 311056

Laguna Beach, CA

Corporate platform

LP

$4.14B3 advisorsPercentage of AUM; Performance-based feesView
NORTHWEST ASSET MANAGEMENT

CRD 147923

Mercer Island, WA

Corporate platform

LLC

$4.13B44 advisorsPercentage of AUM · Hourly charges +1 moreView
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

CRD 153649

Santa Monica, CA

Corporate platform

Corporation

$4.11B36 advisorsPercentage of AUM · Hourly charges +2 moreView
SPF INVESTMENT MANAGEMENT, L.P.

CRD 299036

New York, NY

Corporate platform

LP

$4.10B12 advisorsPercentage of AUM; Performance-based feesView
WILDCAT CAPITAL MANAGEMENT, LLC

CRD 162178

New York, NY

Corporate platform

LLC

$4.08B13 advisorsPercentage of AUM · Performance-based fees +1 moreView
PEREGRINE CAPITAL MANAGEMENT, LLC

CRD 110052

Minneapolis, MN

Corporate platform

LLC

$4.07B11 advisorsPercentage of AUM; Performance-based feesView
MONEY CONCEPTS ADVISORY SERVICE

CRD 12963

Palm Beach Gardens, FL

Corporate platform

Corporation

$4.07B375 advisorsPercentage of AUM · Hourly charges +2 moreView
AQS ASSET MANAGEMENT, L.L.C.

CRD 131544

Austin, TX

Corporate platform

LLC

$4.07B3 advisorsPercentage of AUMView
COPELAND CAPITAL MANAGEMENT, LLC

CRD 135822

Conshohocken, PA

Corporate platform

LLC

$4.06B16 advisorsPercentage of AUMView
HUDSON STRUCTURED CAPITAL MANAGEMENT LTD.

CRD 282919

Stamford, CT

Corporate platform

Corporation

$4.03B17 advisorsPercentage of AUM · Fixed fees +1 moreView
CARDINAL CAPITAL MANAGEMENT, INC.

CRD 124729

Winnipeg, AZ

Corporate platform

Corporation

$4.02B16 advisorsPercentage of AUMView
KARPUS INVESTMENT MANAGEMENT

CRD 110275

Pittsford, NY

Corporate platform

Corporation

$4.01B19 advisorsPercentage of AUMView
HANWHA ASSET MANAGEMENT (USA) LTD.

CRD 288464

San Francisco, CA

Corporate platform

Corporation

$4.00B15 advisorsPercentage of AUM; Performance-based feesView
AZIMUTH CAPITAL MANAGEMENT

CRD 319062

Bloomfield Hills, MI

Corporate platform

LLC

$3.99B9 advisorsPercentage of AUM · Fixed fees +1 moreView
ARGENT CAPITAL MANAGEMENT LLC

CRD 107930

Clayton, MO

Corporate platform

LLC

$3.99B23 advisorsPercentage of AUM; Performance-based feesView
WINTHROP CAPITAL MANAGEMENT

CRD 145216

Carmel, IN

Corporate platform

LLC

$3.97B9 advisorsPercentage of AUM · Hourly charges +1 moreView
FORZA INVESTMENT GROUP, LP

CRD 329156

Summit, NJ

Corporate platform

LP

$3.94B6 advisorsPercentage of AUM; Performance-based feesView
OCEAN PARK ASSET MANAGEMENT, LLC

CRD 145634

Santa Monica, CA

Corporate platform

LLC

$3.94B7 advisorsPercentage of AUMView
WEALTHCARE CAPITAL MANAGEMENT LLC

CRD 111119

Richmond, VA

Corporate platform

LLC

$3.93B35 advisorsPercentage of AUM · Hourly charges +1 moreView
PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD

CRD 166631

Singapore

Corporate platform

Corporation

$3.93B11 advisorsPercentage of AUM; Performance-based feesView
HILDRED CAPITAL MANAGEMENT, LLC

CRD 301293

New York, NY

Corporate platform

LLC

$3.92B21 advisorsPercentage of AUM; Performance-based feesView
CROSSLINK CAPITAL, INC.

CRD 109948

Menlo Park, CA

Corporate platform

Corporation

$3.91B17 advisorsPercentage of AUM; Performance-based feesView
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