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FLAHERTY & CRUMRINE INCORPORATED
CRD 105499 · SEC 801-19384
301 E COLORADO BLVD, SUITE 800, PASADENA, CA, 91101-1911, United States
Phone
626-795-7300
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$4.15B
Discretionary AUM
$4.15B
Team
14 total employees; 8 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-25
Disciplinary history
No
Services
Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Investment companies | 6 | $3.11B |
| Pooled investment vehicles | 2 | $131.4M |
| Insurance companies | 8 | $840.6M |
All web addresses on file
Official SEC filing: View on IAPD