Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WASHINGTON FINANCIAL GROUP, INC.

CRD 132369

Osterville, MA

Corporate platform

Corporation

$119.0M2 advisorsPercentage of AUM · Hourly charges +2 moreView
CAPITAL ALLOCATION MANAGEMENT, INC

CRD 129216

Totowa, NJ

Corporate platform

Corporation

$118.8M1 advisorsPercentage of AUMView
INVESTMENT & TAX STRATEGIES, INC.

CRD 157717

Corporate platform

Corporation

$118.0M1 advisorsPercentage of AUMView
GVS FINANCIAL GROUP, INC.

CRD 129337

Corporate platform

Corporation

$118.0M1 advisorsPercentage of AUM · Hourly charges +2 moreView
HUNT INVESTMENT MANAGEMENT, LLC

CRD 151744

New York, NY

Corporate platform

LLC

$117.7M21 advisorsPercentage of AUM · Performance-based fees +1 moreView
BUCKRAM SECURITIES LTD

CRD 126976

Locust Valley, NY

Corporate platform

Corporation

$117.3M2 advisorsPercentage of AUM; Fixed feesView
BAS CAPITAL

CRD 150430

Corporate platform

Corporation

$117.0M1 advisorsPercentage of AUM; Performance-based feesView
BURT ASSET MANAGEMENT, INC.

CRD 125967

GA

Corporate platform

Corporation

$117.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
JAFFE ASSET MANAGEMENT LLC

CRD 108082

Beverly Hills, CA

Corporate platform

LLC

$116.2M1 advisorsPercentage of AUMView
MPM ADVISORS GROUP LLC

CRD 335595

Liverpool, NY

Corporate platform

LLC

$116.1M2 advisorsPercentage of AUM; Fixed feesView
PORTFOLIO ADVISORY GROUP, INC.

CRD 116011

Alexandria, VA

Corporate platform

Corporation

$115.8M2 advisorsPercentage of AUM; Hourly chargesView
NEW VERNON INVESTMENT MANAGEMENT LLC

CRD 160247

Highland Park, IL

Corporate platform

LLC

$115.5M4 advisorsPercentage of AUM · Fixed fees +2 moreView
ALPHA ONE ASSET MANAGEMENT LLC

CRD 338725

Pasadena, CA

Corporate platform

LLC

$114.7M2 advisorsPercentage of AUM; Performance-based feesView
ENGLESON & ASSOCIATES

CRD 126349

Rochester, NY

Corporate platform

Corporation

$114.5M4 advisorsPercentage of AUM · Hourly charges +2 moreView
POTOMAC ASSET MANAGEMENT CO INC

CRD 105730

Frederick, MD

Corporate platform

Corporation

$114.3M2 advisorsPercentage of AUM · Hourly charges +2 moreView
FINAMEX ASSET MANAGEMENT, LLC

CRD 304260

Houston, TX

Corporate platform

LLC

$113.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
HULSEY CAPITAL MANAGEMENT, INC.

CRD 116183

Heber Springs, AR

Corporate platform

Corporation

$113.2M1 advisorsPercentage of AUMView
VELTRIA ADVISORS CORP.

CRD 189514

Miami, FL

Corporate platform

Corporation

$113.2M2 advisorsPercentage of AUM; Fixed feesView
STRONG INVESTMENT MANAGEMENT, LLC

CRD 289309

Canton, OH

Corporate platform

LLC

$111.9M3 advisorsPercentage of AUM; Fixed feesView
PRINCETON INVESTMENT MANAGEMENT COMPANY

CRD 105891

NJ

Corporate platform

Corporation

$111.8M1 advisorsPercentage of AUM; Fixed feesView
DW INVESTMENT SOLUTIONS, INC.

CRD 150471

Corporate platform

Corporation

$111.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
MCMILLEN & COMPANY, INC.

CRD 140876

Corporate platform

Corporation

$111.0M1 advisorsPercentage of AUMView
ROBERT CHARLES CAPITAL MANAGEMENT

CRD 283124

Grand Rapids, MI

Corporate platform

LLC

$110.3M1 advisorsPercentage of AUM; Hourly chargesView
RJJ PASADENA SECURITIES, INC.

CRD 8425

Henderson, NV

Corporate platform

Corporation

$110.3M2 advisorsPercentage of AUMView
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