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ALPHA ONE ASSET MANAGEMENT LLC
CRD 338725 · SEC 801-134758
225 S. LAKE AVE, PASADENA, CA, 91101, United States
Phone
213-688-8000
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$114.7M
Discretionary AUM
$114.7M
Team
9 total employees; 2 advisory reps; 1 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2025-10-15
Disciplinary history
Yes
Services
Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $114.7M |
States served
CA, NY
Official SEC filing: View on IAPD