Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
KENSINGTON FINANCIAL GROUP, INC.

CRD 127658

Winston-Salem, NC

Corporate platform

Corporation

$169.5M2 advisorsPercentage of AUMView
PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.

CRD 146928

OH

Corporate platform

LLC

$169.2M1 advisorsPercentage of AUMView
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC

CRD 161204

IN

Corporate platform

LLC

$169.0M3 advisorsPercentage of AUMView
DARTMOUTH CAPITAL ADVISORS, INC.

CRD 105933

PA

Corporate platform

Corporation

$167.6M1 advisorsPercentage of AUM; Hourly chargesView
MAY CAPITAL MANAGEMENT

CRD 135127

CA

Corporate platform

Sole prop

$167.0M1 advisorsPercentage of AUM; Hourly chargesView
TOTEM MACRO ASSET MANAGEMENT LP

CRD 328044

New York, NY

Corporate platform

LP

$166.6M4 advisorsPercentage of AUM; Performance-based feesView
BISHOP STREET CAPITAL MANAGEMENT

CRD 108042

Honolulu, HI

Corporate platform

LLC

$166.5M2 advisorsPercentage of AUMView
EHB FINANCIAL RESOURCES MANAGEMNT, INC.

CRD 116186

Exton, PA

Corporate platform

Corporation

$164.0M1 advisorsPercentage of AUMView
THE CARROLL GROUP, INC.

CRD 146977

Corporate platform

Corporation

$163.4M1 advisorsPercentage of AUMView
FELL CAPITAL MANAGEMENT

CRD 104986

Newport Beach, CA

Corporate platform

Corporation

$161.8M1 advisorsPercentage of AUM; Performance-based feesView
BROADWATER CAPITAL MANAGEMENT LLC

CRD 125509

Boston, MA

Corporate platform

LLC

$161.0M1 advisorsPercentage of AUMView
HAVE RIA, INC.

CRD 327137

Providence, RI

Corporate platform

Corporation

$160.8M3 advisorsPercentage of AUM · Hourly charges +3 moreView
ADARE ASSET MANAGEMENT, LLC

CRD 152471

Lancaster, PA

Corporate platform

LLC

$159.3M1 advisorsPercentage of AUMView
SKA FINANCIAL SERVICES,INC.

CRD 107348

Fairview Park, OH

Corporate platform

Corporation

$159.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SUMMITAS INVESTMENT MANAGEMENT LLC

CRD 330721

OK

Corporate platform

LLC

$158.6M1 advisorsPercentage of AUMView
CAMDEN FINANCIAL MANAGEMENT, INC.

CRD 111938

AZ

Corporate platform

Corporation

$157.0M1 advisorsPercentage of AUM; Fixed feesView
DALE Q. RICE INVESTMENT MANAGEMENT

CRD 310614

CA

Corporate platform

Corporation

$156.6M1 advisorsPercentage of AUMView
JOHNSON DUNN CAPITAL ADVISORS, INC.

CRD 320849

TX

Corporate platform

Corporation

$156.1M1 advisorsPercentage of AUMView
LIPPER ADVISORY SERVICES INC

CRD 107283

DE

Corporate platform

Corporation

$155.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
BP ASSET MANAGEMENT INC.

CRD 328276

Charlotte, NC

Corporate platform

Corporation

$155.3M3 advisorsPercentage of AUM · Performance-based fees +1 moreView
DIVERSIFIED PARTNERS, INC.

CRD 109570

Brentwood, TN

Corporate platform

Corporation

$155.1M3 advisorsNO COMPENSATION FOR IA SERVICES, GP PAID FOR ADMIN SERVICESView
OAKLAWN CAPITAL MANAGEMENT LLC

CRD 339373

NY

Corporate platform

LLC

$153.0M4 advisorsPerformance-based feesView
STW ASSOCIATES

CRD 106196

CA

Corporate platform

Corporation

$152.8M1 advisorsFixed feesView
ASSET MANAGEMENT GROUP INVESTMENT CORP.

CRD 168369

Greenwood Village, CO

Corporate platform

Corporation

$151.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
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