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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
US ASSET MANAGEMENT, LLC

CRD 124234

Pittsburgh, PA

Corporate platform

LLC

$358.5M4 advisorsPercentage of AUM; FEE SHARING ARRANGEMENTView
LEXINGTON RESEARCH AND CAPITAL GROUP, LLC

CRD 108576

Fayetteville, AR

Corporate platform

LLC

$354.5M1 advisorsPercentage of AUMView
GRATTAN FINANCIAL STRATEGIES, INC.

CRD 108449

San Gabriel, CA

Corporate platform

Corporation

$352.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
ACA/PRUDENT INVESTORS PLANNING CORPORATION

CRD 47798

Green Brook, NJ

Corporate platform

Corporation

$351.4M2 advisorsPercentage of AUMView
BOOSTER ASSET MANAGEMENT, LLC

CRD 330362

Wheaton, IL

Corporate platform

LLC

$346.1M2 advisorsPercentage of AUMView
CRESCENT ADVISOR GROUP, INC.

CRD 115974

Plano, TX

Corporate platform

Corporation

$344.4M18 advisorsPercentage of AUM; Fixed feesView
BELL ASSET MANAGEMENT USA INC

CRD 108666

Corporate platform

Corporation

$344.3M0 total employeesPercentage of AUMView
L. C. BHANDARI & CO.

CRD 158831

Corporate platform

Corporation

$344.3M1 advisorsFixed feesView
ATHENA INVESTMENT MANAGEMENT

CRD 106542

CA

Corporate platform

Corporation

$342.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GARNET EQUITY CAPITAL HOLDINGS, INC.

CRD 161948

New York, NY

Corporate platform

Corporation

$339.5M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
EMPEIRIA CAPITAL MANAGEMENT, LLC

CRD 285463

Cincinnati, OH

Corporate platform

LLC

$339.4M3 advisorsPercentage of AUM; Performance-based feesView
MORGAN RIO CAPITAL MANAGEMENT, LLC

CRD 162500

New York, NY

Corporate platform

LLC

$338.7M2 advisorsPercentage of AUM; Performance-based feesView
HIGHBURY PACIFIC CAPITAL CORP.

CRD 157778

Bellevue, WA

Corporate platform

Corporation

$333.3M1 advisorsPercentage of AUM; Fixed feesView
THE MCHUGH GROUP, LLC

CRD 119811

OH

Corporate platform

LLC

$331.3M1 advisorsPercentage of AUMView
INSIGHT CAPITAL MANAGEMENT

CRD 314558

Concord, CA

Corporate platform

LLC

$330.5M4 advisorsPercentage of AUM; Fixed feesView
N.V.N.G. INVESTMENTS, INC.

CRD 107446

Kalamazoo, MI

Corporate platform

Corporation

$329.5M1 advisorsPercentage of AUMView
KENNEY INVESTMENTS INC

CRD 105665

Northfield, IL

Corporate platform

Corporation

$328.5M2 advisorsPercentage of AUM; Fixed feesView
FUKOKU LIFE INTERNATIONAL (AMERICA) INC.

CRD 284662

New York, NY

Corporate platform

Corporation

$327.7M5 advisorsPercentage of AUMView
HFR ASSET MANAGEMENT, L.L.C

CRD 111705

Chicago, IL

Corporate platform

LLC

$326.2M1 advisorsPercentage of AUM · Fixed fees +2 moreView
SCHUCHARD CAPITAL MANAGEMENT INC

CRD 105528

MA

Corporate platform

Corporation

$325.5M1 advisorsPercentage of AUM; Fixed feesView
KENNICOTT CAPITAL MANAGEMENT LLC

CRD 128947

CA

Corporate platform

LLC

$323.9M1 advisorsPercentage of AUMView
SMITH W B & CO INC

CRD 105917

MA

Corporate platform

Corporation

$323.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PRICE CAPITAL MANAGEMENT, INC.

CRD 157871

LA

Corporate platform

Corporation

$321.3M2 advisorsPercentage of AUM; Performance-based feesView
MATTHEW 25 MANAGEMENT CORP

CRD 104566

Ambler, PA

Corporate platform

Corporation

$315.9M1 advisorsPercentage of AUMView
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