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ATHENA INVESTMENT MANAGEMENT

CRD 106542 · SEC 801-13100

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$342.1M

Discretionary AUM

$341.4M

Team

5 total employees; 1 advisory reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-31

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

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Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals46$19.6M
High net worth individuals51$262.9M
Charitable organizations2$4.4M
Corporations/business entities3$55.3M

States served

CA, NH

Official SEC filing: View on IAPD