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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LOMBARD ODIER ASSET MANAGEMENT (USA) CORP

CRD 153582

New York, NY

Corporate platform

Corporation

$7.48B27 advisorsPercentage of AUM; Performance-based feesView
PACIFIC HEIGHTS ASSET MANAGEMENT, LLC

CRD 124365

San Francisco, CA

Corporate platform

LLC

$7.27B2 advisorsPercentage of AUMView
MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLC

CRD 285820

Bethesda, MD

Corporate platform

LLC

$7.27B122 advisorsPercentage of AUMView
TRUST ADVISORS, INC.

CRD 157508

Houston, TX

Corporate platform

Corporation

$6.97B1 advisorsPercentage of AUMView
BMO ASSET MANAGEMENT CORP.

CRD 106466

Chicago, IL

Corporate platform

Corporation

$6.18B4 advisorsPercentage of AUM; Performance-based feesView
CE INVESTMENT MANAGEMENT, LLC

CRD 299786

Oklahoma City, OK

Corporate platform

LLC

$5.91B17 advisorsPercentage of AUMView
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC

CRD 131660

San Diego, CA

Corporate platform

LLC

$5.87B2 advisorsPercentage of AUMView
ALPHAPOINT, INC.

CRD 130115

Corona Del Mar, CA

Corporate platform

Corporation

$5.56B1 advisorsHourly charges; Fixed feesView
PALESTRA CAPITAL MANAGEMENT LLC

CRD 160535

New York, NY

Corporate platform

LLC

$5.44B8 advisorsPercentage of AUM; Performance-based feesView
SRB CORPORATION

CRD 161163

Boston, MA

Corporate platform

Corporation

$4.82B2 advisorsPercentage of AUMView
CLEARWATER MANAGEMENT CO., INC.

CRD 105307

St. Paul, MN

Corporate platform

Corporation

$4.68B1 advisorsPercentage of AUM; FIXED % OF COMMITTED CAPITAL OR NAV FOR PRIVATE FUNDS.View
1932 INVESTMENT MANAGEMENT

CRD 337619

Newark, NJ

Corporate platform

LLC

$4.60B5 advisorsPercentage of AUMView
STONEHILL CAPITAL MANAGEMENT LLC

CRD 155513

New York, NY

Corporate platform

LLC

$4.34B13 advisorsPercentage of AUM; Performance-based feesView
NORTHCREST ASSET MANAGEMENT

CRD 300366

Plymouth, MN

Corporate platform

LLC

$4.33B6 advisorsPercentage of AUMView
SCOPUS ASSET MANAGEMENT, L.P.

CRD 157518

New York, NY

Corporate platform

LP

$3.82B11 advisorsPercentage of AUM; Performance-based feesView
FIL INVESTMENT ADVISORS (UK) LTD.

CRD 110970

Tadworth, Surrey

Corporate platform

Corporation

$3.55B8 advisorsPercentage of AUM; % OF FEE REC'D BY ADVISOR RETAINING REGISTRANTView
WHITETAIL ROCK CAPITAL MANAGEMENT, LLC

CRD 156675

Lincoln, NE

Corporate platform

LLC

$3.28B2 advisorsPercentage of AUM; Performance-based feesView
BURFORD CAPITAL INVESTMENT MANAGEMENT LLC

CRD 167365

Chicago, IL

Corporate platform

LLC

$3.17B79 advisorsPercentage of AUM; Performance-based feesView
VAN ECK ABSOLUTE RETURN ADVISERS CORP.

CRD 137177

New York, NY

Corporate platform

Corporation

$3.11B30 advisorsPercentage of AUM; Performance-based feesView
PEAR TREE ADVISORS, INC.

CRD 104576

Lincoln, MA

Corporate platform

Corporation

$3.09B1 advisorsPercentage of AUMView
FARTHER ASSET MANAGEMENT, LLC

CRD 325807

San Francisco, CA

Corporate platform

LLC

$2.91B5 advisorsPercentage of AUMView
KELLOGG ASSET MANAGEMENT, LLC

CRD 150031

Green Bay, WI

Corporate platform

LLC

$2.86B9 advisorsPercentage of AUMView
BARWICK & PARTNERS, INC.

CRD 174336

WA

Corporate platform

Corporation

$2.77B2 advisorsPercentage of AUM · Hourly charges +1 moreView
MLC ASSET MANAGEMENT US LLC

CRD 314738

New York, NY

Corporate platform

LLC

$2.77B4 advisorsPercentage of AUM · Fixed fees +1 moreView
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