Falists
← Back to search

MLC ASSET MANAGEMENT US LLC

CRD 314738 · SEC 801-121396

Corporate platformLLC

Large incorporated asset manager or corporate group — typically not a local adviser team.

ONE ROCKEFELLER PLAZA, SUITE 1660, NEW YORK, NY, 10020, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$2.77B

Discretionary AUM

$668.6M

Team

4 total employees; 4 advisory reps

Clients

—

Fees

Percentage of AUM; Fixed fees; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-05-20

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (pooled vehicles)PROVIDE SUB-ADVISORY SERVICES

Client types

TypeClientsAUM
Pooled investment vehicles17$2.77B

States served

NY

Official SEC filing: View on IAPD