Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THE ASTORINO FINANCIAL GROUP, INC.

CRD 120217

Fairfield, NJ

Corporate platform

Corporation

2 advisorsHourly charges; Fixed feesView
THE BETTER 401(K) SOURCE

CRD 285809

Plano, TX

Corporate platform

Corporation

2 advisorsPercentage of AUMView
THE CAPITAL PRESERVE, INC.

CRD 130170

Tarrytown, NY

Corporate platform

Corporation

2 advisorsHourly charges; Fixed feesView
THE CID GROUP LTD.

CRD 163717

Taipei

Corporate platform

Corporation

Fees not disclosedView
THE DAYTON COMPANY INC

CRD 297471

Gig Harbor, WA

Corporate platform

Corporation

1 advisorsPercentage of AUMView
THE DEBART GROUP INC.

CRD 118660

New York, NY

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +2 moreView
THE DR TEAM

CRD 332151

Corporate platform

Corporation

1 advisorsFixed feesView
THE DRISCOLL GROUP, INC.

CRD 141102

Jacksonville, FL

Corporate platform

Corporation

4 advisorsHourly charges; Fixed feesView
THE ESTATE PLANNING TEAM, INC.

CRD 170414

Middleburg Heights, OH

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
THE FAMILY OFFICES GLOBAL VENTURES INC.

CRD 333989

Miami, FL

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Performance-based feesView
THE FINANCIAL ADVISORY GROUP

CRD 127386

York, PA

Corporate platform

Corporation

4 advisorsHourly charges; Fixed feesView
THE FINANCIAL PHARMACIST, INC.

CRD 141554

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
THE FINANCIAL TEAM, INC.

CRD 141355

Carlsbad, CA

Corporate platform

Corporation

2 advisorsPercentage of AUM · Hourly charges +3 moreView
THE FLORIO WEALTH MANAGEMENT GROUP

CRD 288027

Westbury, NY

Corporate platform

Corporation

2 advisorsHourly charges · Fixed fees +1 moreView
THE HENDRICKSON ADVISORY GROUP, INC.

CRD 121514

Columbus, OH

Corporate platform

Corporation

3 advisorsPercentage of AUM · Hourly charges +1 moreView
THE JUST COMPANY

CRD 119088

Indianapolis, IN

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +1 moreView
THE PANOPOULOS GROUP

CRD 287552

Inverness, IL

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Hourly chargesView
THE PLANNERS PROFESSIONAL SERVICES, INC.

CRD 108195

West Des Moines, IA

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
THE SOCIAL EQUITY GROUP, INC.

CRD 123747

Corporate platform

Corporation

1 advisorsHourly chargesView
THE SYNDICATE GROUP, INC.

CRD 298881

Palos Verdes Estates, CA

Corporate platform

Corporation

Fees not disclosedView
THE UMBRELLA CORPORATION

CRD 340959

Beverly Hills, CA

Corporate platform

Corporation

Fees not disclosedView
THE WEAVER AI CAPITAL ADVISORS LTD

CRD 340771

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
THE WINTHROP CORPORATION

CRD 105273

Shelton, CT

Corporate platform

Corporation

8 advisorsREIMBURSEMENT FOR RESEARCH EXPENSESView
THE WINVEST INVESTMENT FUND MANAGEMENT CORP.

CRD 323863

Corporate platform

Corporation

Fees not disclosedView
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