THE FINANCIAL TEAM, INC.

CRD 141355

Visit website

6790 EMBARCADERO LANE, SUITE 100, CARLSBAD, CA, 92011, United States

Phone

760.448.2882

Fax

760.448.2880

Registration

— (—)

Source

State registered

Total AUM

—

Discretionary AUM

—

Team

2 total employees; 2 advisory reps; 147 broker-dealer reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; Fixed fees; Performance-based fees; 3RD PARTY MARKETER/SOLICITOR FEES FROM PROGRAM PROVIDERS

Org form

Corporation

Filing date

2026-02-18

Disciplinary history

Services

Financial planningPension consultingSelection of other advisersEducational seminars3RD PARTY MARKETER/SOLICITOR FOR THIRD-PARTY PROGRAM PROVIDERS, SEPARATE ACCOUNT MANAGERS, OR LICENSED INVESTMENT ADVISERS

All web addresses on file

HTTPS://WWW.FACEBOOK.COM/THEFINANCIALTEAM/
HTTPS://WWW.LINKEDIN.COM/COMPANY/THE-FINANCIAL-TEAM-INC-/
HTTP://WWW.THEFINANCIALTEAM.COM
HTTPS://WWW.INSTAGRAM.COM/THEFINANCIALTEAMCARLSBAD/

Official SEC filing: View on IAPD