Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CONTRARIAN CAPITAL MANAGEMENT LLC

CRD 109979

Greenwich, CT

Corporate platform

LLC

$4.79B22 advisorsPercentage of AUM; Performance-based feesView
BROWNSON, REHMUS & FOXWORTH, INC.

CRD 110608

Chicago, IL

Corporate platform

Corporation

$4.79B16 advisorsHourly charges; Fixed feesView
FOSTER GROUP, INC.

CRD 107148

West Des Moines, IA

Corporate platform

Corporation

$4.78B45 advisorsPercentage of AUM · Hourly charges +1 moreView
NATIONS FINANCIAL GROUP, INC.

CRD 44181

Cedar Rapids, IA

Corporate platform

Corporation

$4.77B81 advisorsPercentage of AUM; Fixed feesView
MADISON CAPITAL PARTNERS

CRD 160334

Chicago, IL

Corporate platform

Corporation

$4.77B6 advisorsPerformance-based fees; PERCENTAGE OF INCOMEView
THE ASCENT GROUP, LLC

CRD 314424

Virginia Beach, VA

Corporate platform

LLC

$4.76B19 advisorsPercentage of AUM · Hourly charges +1 moreView
ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC

CRD 107367

New York, NY

Corporate platform

Corporation

$4.76B55 advisorsPercentage of AUM · Fixed fees +1 moreView
GWN SECURITIES INC.

CRD 128929

Palm Beach Gardens, FL

Corporate platform

Corporation

$4.75B448 advisorsPercentage of AUM · Hourly charges +2 moreView
REDMILE GROUP

CRD 143606

San Francisco, CA

Corporate platform

LLC

$4.70B15 advisorsPercentage of AUM; Performance-based feesView
PACIFIC FINANCIAL GROUP, LLC

CRD 143041

Nashville, TN

Corporate platform

LLC

$4.69B7 advisorsPercentage of AUMView
YAUPON CAPITAL MANAGEMENT LP

CRD 298556

New York, NY

Corporate platform

LP

$4.68B14 advisorsPercentage of AUM; Performance-based feesView
BRAGG FINANCIAL ADVISORS INC

CRD 108780

Charlotte, NC

Corporate platform

Corporation

$4.67B15 advisorsPercentage of AUM · Hourly charges +1 moreView
HERITAGE INVESTORS MANAGEMENT CORP

CRD 110420

Bethesda, MD

Corporate platform

Corporation

$4.63B8 advisorsPercentage of AUM · Hourly charges +1 moreView
BOWEN, HANES & CO INC

CRD 105153

Ponte Vedra Beach, FL

Corporate platform

Corporation

$4.62B4 advisorsPercentage of AUMView
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC

CRD 175100

Boston, MA

Corporate platform

LLC

$4.62B17 advisorsPercentage of AUM; Performance-based feesView
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC

CRD 332278

New York, NY

Corporate platform

LLC

$4.60B4 advisorsPercentage of AUM; Fixed feesView
STABLE ASSET MANAGEMENT LP

CRD 309966

New York, NY

Corporate platform

LP

$4.60B8 advisorsPercentage of AUM; Performance-based feesView
BTC CAPITAL MANAGEMENT

CRD 127158

Des Moines, IA

Corporate platform

Corporation

$4.60B9 advisorsPercentage of AUM; Fixed feesView
BOSTON TRUST WALDEN INC.

CRD 111266

Boston, MA

Corporate platform

Corporation

$4.58B19 advisorsPercentage of AUMView
DEEPCURRENTS INVESTMENT GROUP LLC

CRD 288159

New York, NY

Corporate platform

LLC

$4.58B6 advisorsPercentage of AUM · Fixed fees +1 moreView
SANDBROOK CAPITAL MANAGEMENT LP

CRD 317009

Stamford, CT

Corporate platform

LP

$4.58B26 advisorsPercentage of AUM; Performance-based feesView
GSV EQUITY HOLDINGS, LLC

CRD 322865

Knoxville, TN

Corporate platform

LLC

$4.57B21 advisorsCARRIED INTERESTView
TENEX CAPITAL MANAGEMENT, L.P.

CRD 157077

New York, NY

Corporate platform

LP

$4.57B33 advisorsPercentage of AUM; Performance-based feesView
WHARTON BUSINESS GROUP, LLC

CRD 133722

Malvern, PA

Corporate platform

LLC

$4.57B3 advisorsPercentage of AUM · Hourly charges +1 moreView
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