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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
D/B/A RIVERSIDE CAPITAL MANAGEMENT

CRD 163078

White Plains, NY

Corporate platform

Corporation

Fees not disclosedView
DA FINANCIAL ADVISORS, INC.

CRD 115697

Edina, MN

Corporate platform

Corporation

1 employeesHourly charges; Fixed feesView
DAHAB ASSOCIATES INC

CRD 108356

Bay Shore, NY

Corporate platform

Corporation

19 advisorsFixed fees; A PERCENTAGE OF ASSETS UNDER ADVISEMENTView
DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED

CRD 325039

London

Corporate platform

Corporation

Fees not disclosedView
DALMORE CAPITAL LIMITED

CRD 342093

London

Corporate platform

Corporation

Fees not disclosedView
DANIEL FINANCIAL GROUP, INC.

CRD 154906

Little Rock, AR

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +2 moreView
DAPHNI SAS

CRD 299393

Paris

Corporate platform

Corporation

Fees not disclosedView
DARCY BRIX INVESTMENT REPRESENTATIVE, INC

CRD 166783

Willoughby, OH

Corporate platform

Corporation

2 advisorsREFERRAL FEESView
DARWIN CAPITAL PARTNERS, INC.

CRD 341639

Tokyo

Corporate platform

Corporation

Fees not disclosedView
DATALIGN

CRD 317004

Cambridge, MA

Corporate platform

Corporation

2 advisorsREFERRAL FEESView
DAVID N. HAINSWORTH, C.P.A., P.C.

CRD 281182

Fairfax, VA

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +2 moreView
DAVID THOMAS,CPA,ESQ., PC

CRD 317778

San Diego, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Hourly chargesView
DAVIDE LEONE AND PARTNERS INVESTMENT COMPANY LTD

CRD 301102

London, England

Corporate platform

Corporation

Fees not disclosedView
DBAY ADVISORS LIMITED

CRD 172833

Douglas

Corporate platform

Corporation

Fees not disclosedView
DCA MANAGEMENT COMPANY, INC.

CRD 165633

Roseville, CA

Corporate platform

Corporation

Fees not disclosedView
DEEM GLOBAL (UK) LIMITED

CRD 327840

London

Corporate platform

Corporation

Fees not disclosedView
DELAWARE ADVISORY GROUP, INC.

CRD 326933

Wilmington, DE

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
DELBROOK CAPITAL ADVISORS INC.

CRD 290923

Vancouver, British Columbia

Corporate platform

Corporation

Fees not disclosedView
DELOS ADVISORS, INC.

CRD 334390

Cambridge, MA

Corporate platform

Corporation

Fees not disclosedView
DELOS CAPITAL ADVISORS LLC

CRD 335144

George Town

Corporate platform

Corporation

Fees not disclosedView
DELTA FINANCIAL, INC.

CRD 339663

Escanaba, MI

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
DEMARCHE

CRD 105500

Overland Park, KS

Corporate platform

Corporation

16 advisorsHourly charges; Fixed feesView
DERIK TORRES CPA PC

CRD 327064

Corporate platform

Corporation

1 employeesA PERCENTAGE OF WHAT THE INV FIRM MANAGES FOR CLIENTS I REFERView
DEUTSCHE BANK SECURITIES INC.

CRD 2525

New York, NY

Corporate platform

Corporation

134 advisorsHARD DOLLAR PAYMENTS FOR RESEARCHView
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