Falists
← Back to search

DEUTSCHE BANK SECURITIES INC.

CRD 2525 · SEC 801-9638

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

1 COLUMBUS CIRCLE, NEW YORK, NY, 10019, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

Discretionary AUM

Team

1743 total employees; 134 advisory reps; 22 broker-dealer reps

Clients

0

Fees

HARD DOLLAR PAYMENTS FOR RESEARCH

Org form

Corporation

Filing date

2026-05-19

Disciplinary history

Yes

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

EQUITY & DEBT RESEARCH, MACRO RESEARCH, QUANT STRATEGY, MULTI- ASSET RESEARCH, CATALYST CALLS

States served

AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, VI, MO, WA, TX, NH, CT, VT, SD, HI, FL

All web addresses on file

Official SEC filing: View on IAPD