Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
NWF ADVISORY SERVICES INC

CRD 110410

Los Angeles, CA

Corporate platform

Corporation

$6.43B102 advisorsPercentage of AUM · Hourly charges +1 moreView
OCTOPUS ENERGY GENERATION

CRD 326704

London

Corporate platform

Corporation

$6.40B55 advisorsPercentage of AUM; Performance-based feesView
TRUEPOINT, INC.

CRD 105664

Cincinnati, OH

Corporate platform

Corporation

$6.39B37 advisorsPercentage of AUM; Fixed feesView
GLENVIEW CAPITAL MANAGEMENT, LLC

CRD 137640

New York, NY

Corporate platform

LLC

$6.37B25 advisorsPercentage of AUM; Performance-based feesView
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

CRD 161512

Montreal, Qc

Corporate platform

Corporation

$6.34B21 advisorsPercentage of AUM; Performance-based feesView
MAPLE ROCK CAPITAL PARTNERS INC.

CRD 173887

Toronto

Corporate platform

Corporation

$6.34B10 advisorsPercentage of AUM; Performance-based feesView
MISSIONSQUARE RETIREMENT

CRD 108783

Washington, DC

Corporate platform

Corporation

$6.31B174 advisorsPercentage of AUMView
MADISON INTERNATIONAL REALTY HOLDINGS, LLC

CRD 158165

New York, NY

Corporate platform

LLC

$6.31B20 advisorsPercentage of AUM; Performance-based feesView
ARDEA INVESTMENT MANAGEMENT

CRD 312601

Sydney, Nsw

Corporate platform

Other (specify)

$6.30B26 advisorsPercentage of AUM; Performance-based feesView
KOVACK ADVISORS, INC.

CRD 140808

Ft.. Lauderdale, FL

Corporate platform

Corporation

$6.28B300 advisorsPercentage of AUM · Hourly charges +2 moreView
THE WEALTH CONSULTING GROUP

CRD 173194

Las Vegas, NV

Corporate platform

LLC

$6.28B131 advisorsPercentage of AUM · Hourly charges +1 moreView
J. SAFRA ASSET MANAGEMENT CORPORATION

CRD 131243

New York City, NY

Corporate platform

Corporation

$6.26B13 advisorsPercentage of AUM · Fixed fees +1 moreView
GLENMEDE INVESTMENT MANAGEMENT, LP

CRD 108165

Philadelphia, PA

Corporate platform

LP

$6.20B21 advisorsPercentage of AUM; ASSET BASED FEES FROM MODEL ONLY RECIPIENTSView
DORSAL CAPITAL MANAGEMENT, LP

CRD 160224

Redwood City, CA

Corporate platform

LP

$6.19B12 advisorsPercentage of AUM; Performance-based feesView
TODD ASSET MANAGEMENT LLC

CRD 109473

Louisville, KY

Corporate platform

LLC

$6.18B6 advisorsPercentage of AUM; Fixed feesView
RIVERNORTH CAPITAL MANAGEMENT, LLC

CRD 122020

West Palm Beach, FL

Corporate platform

LLC

$6.17B10 advisorsPercentage of AUM; Performance-based feesView
RIVERWOOD CAPITAL MANAGEMENT L.P.

CRD 158267

Menlo Park, CA

Corporate platform

LP

$6.17B28 advisorsPercentage of AUM; Performance-based feesView
PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC

CRD 288266

New York, NY

Corporate platform

LLC

$6.14B22 advisorsPercentage of AUM; Performance-based feesView
SPC

CRD 110692

Ann Arbor, MI

Corporate platform

Corporation

$6.10B471 advisorsPercentage of AUM · Hourly charges +2 moreView
LM CAPITAL GROUP, LLC

CRD 120277

San Diego, CA

Corporate platform

LLC

$6.10B9 advisorsPercentage of AUMView
SNYDER CAPITAL MANAGEMENT LP

CRD 108518

San Francisco, CA

Corporate platform

LP

$6.09B8 advisorsPercentage of AUMView
HEITMAN CAPITAL MANAGEMENT LLC

CRD 105480

Chicago, IL

Corporate platform

LLC

$6.09B184 advisorsPercentage of AUM · Fixed fees +2 moreView
NICHOLAS CO INC

CRD 108347

Milwaukee, WI

Corporate platform

Corporation

$6.08B7 advisorsPercentage of AUM; Performance-based feesView
DANA INVESTMENT ADVISORS INC

CRD 105879

Waukesha, WI

Corporate platform

Corporation

$6.08B28 advisorsPercentage of AUM · Fixed fees +1 moreView
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