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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TRICORD WEALTH ADVISORS

CRD 119921

Columbus, OH

Corporate platform

Corporation

$7.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
HIGGINS CAPITAL MANAGEMENT, INC.

CRD 39985

La Jolla, CA

Corporate platform

Corporation

$7.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PIONEER FINANCIAL, INC.

CRD 137940

South Hadley, MA

Corporate platform

Corporation

$7.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
C.T. KARES ADVISORY GROUP, INC.

CRD 117829

Corporate platform

Corporation

$7.6M1 advisorsPercentage of AUMView
PENNSYLVANIA ADVISORY SERVICES, INC.

CRD 298812

Corporate platform

Corporation

$7.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CSLA FINANCIAL INC

CRD 283082

Corporate platform

Corporation

$7.5M1 advisorsPercentage of AUMView
ORION CAPITAL

CRD 167516

Corporate platform

Corporation

$7.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SIMPLIFY INVESTMENTS

CRD 285556

Corporate platform

Corporation

$7.5M1 advisorsPercentage of AUMView
FULLGUARDS FINANCIAL

CRD 325399

Santa Cruz, CA

Corporate platform

Corporation

$7.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SINTRA CAPITAL CORP

CRD 113059

Durham, NH

Corporate platform

Corporation

$7.4M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
GLOBAL AUTOTRADING

CRD 143231

CA

Corporate platform

Corporation

$7.3M1 advisorsPercentage of AUM; Fixed feesView
LEGACY FINANCIAL SOLUTIONS, INC.

CRD 114932

Manchester, NH

Corporate platform

Corporation

$7.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CHOICE FINANCIAL & INSURANCE SERVICES, INC.

CRD 312049

Brea, CA

Corporate platform

Corporation

$7.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GREEN INVESTMENT STRATEGIES, INCORPORATED

CRD 325315

Corporate platform

Corporation

$7.2M1 advisorsPercentage of AUMView
FULL CIRCLE FINANCIAL PLANNING

CRD 327297

Corporate platform

Corporation

$7.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BAKER & COMPANY ADVISORY GROUP INC

CRD 123671

Decatur, IL

Corporate platform

Corporation

$7.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CROCKETT WEALTH MANAGEMENT, INC.

CRD 322684

Corporate platform

Corporation

$7.0M1 advisorsPercentage of AUM; Fixed feesView
DECCA PRIVATE WEALTH MANAGEMENT, INC.

CRD 328165

Austin, TX

Corporate platform

Corporation

$7.0M3 advisorsPercentage of AUM; Performance-based feesView
ENTENTVEST INC.

CRD 311563

Palo Alto, CA

Corporate platform

Corporation

$7.0M1 advisorsPercentage of AUMView
LYON CAPITAL STRATEGIES

CRD 156349

Corporate platform

Corporation

$7.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
S.MART ADVISING INC

CRD 310330

Tampa, FL

Corporate platform

Corporation

$7.0M1 advisorsPercentage of AUM · Hourly charges +2 moreView
WASHINGTON SECURITIES CORPORATION

CRD 46213

Chevy Chase, MD

Corporate platform

Corporation

$7.0M4 advisorsPercentage of AUMView
WILSON DAVID INVESTMENT ADVISORS

CRD 172841

Aiken, SC

Corporate platform

Corporation

$6.9M1 advisorsPercentage of AUM; Hourly chargesView
FREEMIND FINANCIAL ADVISORY

CRD 329741

Corporate platform

Corporation

$6.9M1 advisorsPercentage of AUMView
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