Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SOUTH OCEAN MANAGEMENT LTD.

CRD 111180

Wanchai

Corporate platform

Corporation

$13.4M3 advisorsPercentage of AUM; Performance-based feesView
SPARX ASIA INVESTMENT ADVISORS LIMITED

CRD 139172

Wanchai

Corporate platform

Corporation

$13.3M4 advisorsPercentage of AUMView
7TH ST. FINANCIAL

CRD 289765

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
DYNAMIC CAPITAL MANAGEMENT, INC.

CRD 116693

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUMView
OSBORNE GLOBAL INVESTORS, INC.

CRD 129128

Lee'S Summit, MO

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUM; Fixed feesView
EAGLE WEALTH MANAGEMENT, INC.

CRD 305740

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUMView
GILBERT INVESTMENT MANAGEMENT

CRD 290936

Boston, MA

Corporate platform

Corporation

$13.0M2 advisorsPercentage of AUMView
LADIN FINANCIAL GROUP, INC.

CRD 168691

Coral Gables, FL

Corporate platform

Corporation

$13.0M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CM FIRST CAPITAL CORP.

CRD 128617

Huntington Beach, CA

Corporate platform

Corporation

$12.9M2 advisorsPercentage of AUM; Hourly chargesView
JLP INVESTMENTS

CRD 330948

Jacksonville, FL

Corporate platform

Corporation

$12.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
ANCHOR FINANCIAL SERVICES, CPA, PA

CRD 147408

Stuart, FL

Corporate platform

Corporation

$12.8M1 advisorsPercentage of AUMView
PRIVATE WEALTH ADVISORS

CRD 152073

Boise, ID

Corporate platform

Corporation

$12.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CASTELLAN FINANCIAL ADVISORS

CRD 143334

Corporate platform

Corporation

$12.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WITTER & WESTLAKE INVESTMENTS

CRD 134774

Corporate platform

Corporation

$12.7M2 advisorsPercentage of AUMView
VIDARROW INVESTMENT ADVISORS

CRD 331441

Arlington Heights, IL

Corporate platform

Corporation

$12.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
IVY INVEST CORPORATION

CRD 328122

San Francisco, CA

Corporate platform

Corporation

$12.6M1 advisorsPercentage of AUMView
WAKE WEALTH MANAGEMENT CO.

CRD 159170

Raleigh, NC

Corporate platform

Corporation

$12.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ADVANTAGE FINANCIAL SERVICES, INC.

CRD 113549

Littleton, CO

Corporate platform

Corporation

$12.5M1 advisorsPercentage of AUM; Hourly chargesView
PAKHA INVESTMENT ADVISORY

CRD 173205

Redlands, CA

Corporate platform

Corporation

$12.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BEECHWOOD CAPITAL MANAGEMENT, INC.

CRD 120037

Cincinnati, OH

Corporate platform

Corporation

$12.5M1 advisorsPercentage of AUMView
LOBNEK WEALTH MANAGEMENT INC.

CRD 284024

Geneva, CT

Corporate platform

Corporation

$12.5M3 advisorsPercentage of AUM; Fixed feesView
BRANNEN & LYLE INVESTMENT COMPANY

CRD 125308

Bainbridge, GA

Corporate platform

Corporation

$12.4M3 advisorsPercentage of AUM · Hourly charges +1 moreView
HN BUSS INVESTING

CRD 333557

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUM; Hourly chargesView
ROCKY MOUNTAIN FINANCIAL SOLUTIONS INC.

CRD 311584

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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