Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HARBOUR INVESTMENTS, INC.

CRD 19258

Madison, WI

Corporate platform

Corporation

$9.60B213 advisorsPercentage of AUM · Hourly charges +3 moreView
FRONTIER CAPITAL MANAGEMENT CO LLC

CRD 106274

Boston, MA

Corporate platform

LLC

$9.60B19 advisorsPercentage of AUM; Performance-based feesView
ROUNDHILL INVESTMENTS

CRD 300799

New York, NY

Corporate platform

Corporation

$9.59B5 advisorsPercentage of AUMView
RUBRIC CAPITAL MANAGEMENT LP

CRD 285090

New York, NY

Corporate platform

LP

$9.58B9 advisorsPercentage of AUM; Performance-based feesView
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC

CRD 138638

Bethlehem, PA

Corporate platform

LLC

$9.57B26 advisorsPercentage of AUM; Fixed feesView
HOOD RIVER CAPITAL MANAGEMENT LLC

CRD 166089

Palm Beach Gardens, FL

Corporate platform

LLC

$9.45B20 advisorsPercentage of AUM; Performance-based feesView
GAM LONDON LIMITED

CRD 110670

London

Corporate platform

Corporation

$9.42B11 advisorsPercentage of AUM; Performance-based feesView
RESOLUTION CAPITAL LIMITED

CRD 142409

Sydney, Nsw

Corporate platform

Corporation

$9.39B15 advisorsPercentage of AUM; Performance-based feesView
AXIUM INFRASTRUCTURE INC.

CRD 286454

Montreal, Quebec

Corporate platform

Corporation

$9.28B89 advisorsPercentage of AUM; Performance-based feesView
ITAU USA ASSET MANAGEMENT

CRD 156313

New York, NY

Corporate platform

Corporation

$9.27B14 advisorsPercentage of AUM · Fixed fees +2 moreView
LINDSELL TRAIN LIMITED

CRD 158323

London

Corporate platform

Corporation

$9.25B6 advisorsPercentage of AUM; Performance-based feesView
PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLC

CRD 310321

Mission Woods, KS

Corporate platform

LLC

$9.23B33 advisorsPercentage of AUM; Performance-based feesView
GENEOS WEALTH MANAGEMENT, INC.

CRD 120894

Englewood, CO

Corporate platform

Corporation

$9.22B200 advisorsPercentage of AUM · Hourly charges +1 moreView
ELLINGTON GLOBAL ASSET MANAGEMENT, LLC

CRD 141772

Old Greenwich, CT

Corporate platform

LLC

$9.18B68 advisorsPercentage of AUM; Performance-based feesView
AVIVA INVESTORS CANADA INC.

CRD 333457

Toronto, Ontario

Corporate platform

Corporation

$9.15B5 advisorsPercentage of AUMView
CRAWFORD INVESTMENT COUNSEL INC

CRD 110271

Atlanta, GA

Corporate platform

Corporation

$9.14B27 advisorsPercentage of AUM · Fixed fees +1 moreView
H.M. PAYSON

CRD 2993

Portland, ME

Corporate platform

Corporation

$9.09B29 advisorsPercentage of AUM; Fixed feesView
BRADLEY FOSTER & SARGENT INC

CRD 106928

Hartford, CT

Corporate platform

Corporation

$9.07B32 advisorsPercentage of AUM; Fixed feesView
AMOVA ASSET MANAGEMENT AMERICAS, INC.

CRD 824

New York, NY

Corporate platform

Corporation

$9.04B9 advisorsPercentage of AUM; Fixed feesView
400 CAPITAL MANAGEMENT LLC

CRD 160089

New York, NY

Corporate platform

LLC

$9.04B33 advisorsPercentage of AUM · Fixed fees +1 moreView
DEERPATH CAPITAL MANAGEMENT, LP

CRD 160791

Fort Lauderdale, FL

Corporate platform

LP

$9.03B100 advisorsPercentage of AUM; Performance-based feesView
THE STERLING GROUP, L.P.

CRD 157406

Houston, TX

Corporate platform

LP

$9.01B76 advisorsPercentage of AUM · Performance-based fees +1 moreView
JOHCM (USA) INC

CRD 167596

Boston, MA

Corporate platform

Corporation

$9.01B21 advisorsPercentage of AUM; Performance-based feesView
COLLER CAPITAL INC

CRD 158102

New York, NY

Corporate platform

Corporation

$9.00B25 advisorsCOST PLUS FEEView
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