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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PORTUS CAPITAL MANAGEMENT, LLC

CRD 285689

Brentwood, TN

Corporate platform

LLC

$107.7M3 advisorsPercentage of AUM; Fixed feesView
BLACK SWAN MANAGEMENT GROUP, INC.

CRD 112371

Dallas, TX

Corporate platform

Corporation

$107.7M1 advisorsPercentage of AUMView
FORECAST CAPITAL MANAGEMENT

CRD 168833

Corporate platform

LLC

$107.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.

CRD 300058

Irvine, CA

Corporate platform

Corporation

$107.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTH BAY WEALTH MANAGEMENT

CRD 285523

Petaluma, CA

Corporate platform

Corporation

$107.3M2 advisorsPercentage of AUMView
THE WESTERN WEALTH GROUP, INC.

CRD 152011

Greenwood Village, CO

Corporate platform

Corporation

$107.3M1 advisorsPercentage of AUMView
VON HOLT FINANCIAL ADVISORS, INC.

CRD 115050

Palatine, IL

Corporate platform

Corporation

$107.3M2 advisorsPercentage of AUMView
AMH EQUITY LTD

CRD 160452

NY

Corporate platform

Corporation

$107.3M2 advisorsPercentage of AUM; Performance-based feesView
THE FINANCIAL LEGACY GROUP

CRD 287632

Charlotte, NC

Corporate platform

LLC

$107.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
HARTLEY ADVISORS CORP.

CRD 130769

NJ

Corporate platform

Corporation

$107.2M2 advisorsPercentage of AUM; Hourly chargesView
RS ASSET MANAGEMENT, LLC

CRD 157768

Colorado Springs, CO

Corporate platform

LLC

$107.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KING FINANCIAL

CRD 299374

Corporate platform

Corporation

$107.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
BREAKWATER INVESTMENT GROUP, LLC

CRD 128747

Newport Beach, CA

Corporate platform

LLC

$107.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
RK ASSET MANAGEMENT

CRD 121886

MI

Corporate platform

LLC

$107.0M1 advisorsPercentage of AUMView
DC CAPITAL MANAGEMENT, LLC

CRD 142841

Corporate platform

LLC

$107.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRATED PLANNING & INVESTMENTS

CRD 325172

Clovis, CA

Corporate platform

Corporation

$107.0M2 advisorsPercentage of AUM; Fixed feesView
TRUSCO INVESTMENT MANAGEMENT, LLC

CRD 285736

Nashville, TN

Corporate platform

LLC

$107.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KJ CAPITAL MANAGEMENT LLC

CRD 147495

MA

Corporate platform

LLC

$107.0M1 advisorsPercentage of AUM · PERCENTAGE OF PLAN ASSETS +1 moreView
SECURESTATE

CRD 309230

Pendleton, IN

Corporate platform

Corporation

$106.9M2 advisorsPercentage of AUM; Fixed feesView
FOUR SEASONS INVESTMENT ADVISORS, INC.

CRD 132375

Montrose, CO

Corporate platform

Corporation

$106.8M1 advisorsPercentage of AUMView
STONEX INTERNATIONAL ADVISORS INC

CRD 153799

Miami, FL

Corporate platform

Corporation

$106.7M15 advisorsPercentage of AUM · Hourly charges +1 moreView
THE ASSET CONSULTING GROUP, INC

CRD 173060

Boise, ID

Corporate platform

Corporation

$106.5M3 advisorsPercentage of AUM · Hourly charges +1 moreView
BERGAMOT ASSET MANAGEMENT LP

CRD 309424

Princeton, NJ

Corporate platform

LP

$106.5M3 advisorsPercentage of AUM · Fixed fees +1 moreView
RIVERSIDE WEALTH MANAGEMENT, INC.

CRD 140162

West Palm Beach, FL

Corporate platform

Corporation

$106.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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