← Back to searchVisit website
NORTH BAY WEALTH MANAGEMENT
CRD 285523 · SEC 801-132750
140 2ND STREET, SUITE 310, PETALUMA, CA, 94952, United States
Phone
707-971-7069
Fax
N/A
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$107.3M
Discretionary AUM
$100.3M
Team
2 total employees; 2 advisory reps
Clients
26-50
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-02
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 104 | $41.2M |
| High net worth individuals | 29 | $58.6M |
| Pension/profit sharing plans | 5 | $7.0M |
States served
CA, TX
All web addresses on file
Official SEC filing: View on IAPD