Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HONDIUS CAPITAL MANAGEMENT, LP

CRD 297991

Norwalk, CT

Corporate platform

LP

$129.9M4 advisorsPercentage of AUM; Performance-based feesView
R. F. LAFFERTY & CO., INC.

CRD 2498

New York, NY

Corporate platform

Corporation

$129.8M10 advisorsPercentage of AUM; CommissionsView
CATALYST INVESTMENT MANAGEMENT LLC

CRD 298122

ME

Corporate platform

LLC

$129.8M2 advisorsPercentage of AUM; Hourly chargesView
VIDA WEALTH PARTNERS, INC.

CRD 140824

Santa Barbara, CA

Corporate platform

Corporation

$129.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PEBBLE VALLEY WEALTH MANAGEMENT

CRD 145664

Western Springs, IL

Corporate platform

Corporation

$129.5M2 advisorsPercentage of AUM; Fixed feesView
CGI WEALTH ADVISORS, INC.

CRD 311273

Frazer, PA

Corporate platform

Corporation

$129.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ANTONETTI CAPITAL MANAGEMENT, LLC

CRD 156551

Naples, FL

Corporate platform

LLC

$129.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SABER CAPITAL MANAGEMENT LLC

CRD 166103

Fuquay Varina, NC

Corporate platform

LLC

$129.3M1 advisorsPercentage of AUM · Subscription fees +1 moreView
GENEREUX INVESTMENT MANAGEMENT, INC.

CRD 117436

CO

Corporate platform

Corporation

$129.3M1 advisorsPercentage of AUMView
RSC ASSET MANAGEMENT GROUP, LLC

CRD 312211

Studio City, CA

Corporate platform

LLC

$129.2M5 advisorsPercentage of AUMView
OBION CAPITAL MANAGEMENT LP

CRD 329954

Miami, FL

Corporate platform

LP

$129.0M2 advisorsPercentage of AUM; Performance-based feesView
STEPHEN SMITH FINANCIAL INC.

CRD 339402

Schaumburg, IL

Corporate platform

Corporation

$129.0M2 advisorsPercentage of AUMView
RALICKI WEALTH MANAGEMENT & TRUST SERVICES

CRD 141192

Stuart, FL

Corporate platform

Corporation

$129.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
MARIVA GLOBAL ASSET MANAGEMENT, LLC

CRD 285674

Miami, FL

Corporate platform

LLC

$129.0M2 advisorsPercentage of AUMView
INFINITY ADVISORY GROUP

CRD 324723

Portage, MI

Corporate platform

LLC

$128.9M3 advisorsPercentage of AUM; Hourly chargesView
GORDON ASSET MANAGEMENT LLC

CRD 137136

West Palm Beach, FL

Corporate platform

LLC

$128.9M2 advisorsPercentage of AUM; Performance-based feesView
HEATON FINANCIAL, PC

CRD 134578

Cedar City, UT

Corporate platform

Corporation

$128.8M2 advisorsPercentage of AUM; Hourly chargesView
HOLM & CAWLEY FINANCIAL GROUP LLC

CRD 150601

Las Vegas, NV

Corporate platform

LLC

$128.8M4 advisorsPercentage of AUM; Hourly chargesView
DICCIANNI FINANCIAL GROUP, INC.

CRD 149332

East Norriton, PA

Corporate platform

Corporation

$128.8M2 advisorsPercentage of AUMView
PASNAU INVESTMENT MANAGEMENT, INC.

CRD 125647

CA

Corporate platform

Corporation

$128.8M2 advisorsPercentage of AUMView
VELARIS WEALTH MANAGEMENT

CRD 340592

Orlando, FL

Corporate platform

Corporation

$128.7M3 advisorsPercentage of AUM; Subscription feesView
HUDSON HERITAGE CAPITAL MANAGEMENT, INC.

CRD 44357

Croton-On-Hudson, NY

Corporate platform

Corporation

$128.7M2 advisorsPercentage of AUMView
BANTA ASSET MANAGEMENT LP

CRD 142987

Newport Beach, CA

Corporate platform

LP

$128.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CATUM ADVISORY GROUP, LLC.

CRD 277148

Wilton, CT

Corporate platform

LLC

$128.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
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