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STEPHEN SMITH FINANCIAL INC.
CRD 339402 · SEC 801-134877
1701 EAST WOODFIELD ROAD, SUITE 810, SCHAUMBURG, IL, 60173, United States
Phone
847-337-1022
Fax
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Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$129.0M
Discretionary AUM
$129.0M
Team
4 total employees; 2 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-06-17
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 160 | $129.0M |
States served
IL, TX
All web addresses on file
Official SEC filing: View on IAPD