Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PRIVATE CLIENT ASSET MANAGEMENT, INC.

CRD 147052

Massapequa, NY

Corporate platform

Corporation

$181.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
WAX ASSET MANAGEMENT LLC

CRD 157405

NY

Corporate platform

LLC

$181.2M1 advisorsPercentage of AUMView
CREWS & ASSOCIATES, INC.

CRD 8052

Little Rock, AR

Corporate platform

Corporation

$181.1M16 advisorsPercentage of AUMView
SAPERSTON LEGACY ADVISORS, INC.

CRD 105849

Hamburg, NY

Corporate platform

Corporation

$180.8M4 advisorsPercentage of AUM; Hourly chargesView
HOROWITZ & COMPANY, INC.

CRD 106737

Fort Lauderdale, FL

Corporate platform

Corporation

$180.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
RICHARD BROTHERS, FINANCIAL ADVISORS

CRD 113826

South Portland, ME

Corporate platform

Corporation

$180.6M6 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRITY CAPITAL MANAGEMENT

CRD 142693

Kingsport, TN

Corporate platform

LLC

$180.5M4 advisorsPercentage of AUM; Hourly chargesView
CYR FINANCIAL INC.

CRD 277118

Hennepin, IL

Corporate platform

Corporation

$180.5M5 advisorsPercentage of AUM · Hourly charges +3 moreView
WOLOSHIN INVESTMENT MANAGEMENT, LLC

CRD 132346

Medford, NJ

Corporate platform

LLC

$180.4M3 advisorsPercentage of AUM; Fixed feesView
LANDER & ASSOCIATES INC

CRD 110703

DC

Corporate platform

Corporation

$180.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LEWIS CAPITAL MANAGEMENT

CRD 133619

Beverly Hills, CA

Corporate platform

LLC

$180.2M1 advisorsPercentage of AUM; Hourly chargesView
T2 ASSET MANAGEMENT, LLC

CRD 167714

Naperville, IL

Corporate platform

LLC

$180.0M8 advisorsPercentage of AUM · Hourly charges +2 moreView
KESTREL INVESTMENT MANAGEMENT CORP

CRD 106789

San Mateo, CA

Corporate platform

Corporation

$180.0M4 advisorsPercentage of AUMView
DAVENTRY GROUP LP

CRD 306533

New York, NY

Corporate platform

LP

$179.9M3 advisorsPercentage of AUM; Performance-based feesView
WINTER & ASSOCIATES, INC.

CRD 310349

St.. Paul, MN

Corporate platform

Corporation

$179.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
KEEN CAPITAL, LTD

CRD 145023

Chapin, SC

Corporate platform

Corporation

$179.7M4 advisorsPercentage of AUM · Hourly charges +1 moreView
STIRLING FINANCIAL GROUP

CRD 327004

San Diego, CA

Corporate platform

LLC

$179.7M2 advisorsPercentage of AUM; Fixed feesView
ALLARIA ASSET MANAGEMENT, LLC

CRD 287513

Miami, FL

Corporate platform

LLC

$179.6M4 advisorsPercentage of AUM · Hourly charges +2 moreView
THE PRIVATE INVESTMENT GROUP, INC.

CRD 128876

Kettering, OH

Corporate platform

Corporation

$179.3M2 advisorsPercentage of AUM; Fixed feesView
THE DOWLING GROUP WEALTH MANAGEMENT

CRD 155624

Greenwich, CT

Corporate platform

Corporation

$179.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
O'CONNOR WEALTH MANAGEMENT, INC.

CRD 152316

Monrovia, CA

Corporate platform

Corporation

$179.1M2 advisorsPercentage of AUM; PERCENTAGE OF ASSETS UNDER ADMINISTRATIONView
PARVIN ASSET MANAGEMENT, LLC

CRD 315701

Sioux Falls, SD

Corporate platform

LLC

$179.0M3 advisorsPercentage of AUMView
AJF CAPITAL MANAGEMENT, INC.

CRD 126414

New York, NY

Corporate platform

Corporation

$178.5M4 advisorsPercentage of AUM · Fixed fees +1 moreView
LIBERTY ONE WEALTH ADVISORS

CRD 315675

Philadelphia, PA

Corporate platform

Corporation

$178.4M5 advisorsPercentage of AUMView
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