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RICHARD BROTHERS, FINANCIAL ADVISORS

ALLEGIANCE FINANCIAL GROUP, INC.

CRD 113826 · SEC 801-122718

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50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME, 04106, United States

Phone

207-879-2352

Fax

207-879-2374

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$180.6M

Discretionary AUM

$174.5M

Team

10 total employees; 6 advisory reps; 4 broker-dealer reps

Clients

101-250

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-26

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersCONSULTING SERVICES

Client types

TypeClientsAUM
Individuals119$39.3M
High net worth individuals54$140.1M

States served

ME, MA, TX, NH, FL

All web addresses on file

Official SEC filing: View on IAPD