Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CEF ADVISORS

CRD 115562

CA

Corporate platform

Corporation

$186.3M2 advisorsPercentage of AUM · Hourly charges +2 moreView
GRANITE FINANCIAL GROUP

CRD 168675

Brookfield, WI

Corporate platform

LLC

$186.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
FIRST ANALYSIS CAPITAL MANAGEMENT LLC

CRD 161373

Chicago, IL

Corporate platform

LLC

$186.2M9 advisorsPercentage of AUM; Performance-based feesView
RIDGE CAPITAL MANAGEMENT, LLC

CRD 127200

John Creek, GA

Corporate platform

LLC

$186.0M4 advisorsPercentage of AUMView
HILLSPRING FINANCIAL, INC.

CRD 113938

Surprise, AZ

Corporate platform

Corporation

$186.0M2 advisorsPercentage of AUM · Hourly charges +2 moreView
RETIREMENT FINANCIAL GROUP, LLC

CRD 322692

Beaumont, TX

Corporate platform

LLC

$185.9M4 advisorsPercentage of AUM; Hourly chargesView
THE KOCEN FINANCIAL GROUP, INC.

CRD 112129

Rancho Mirage, CA

Corporate platform

Corporation

$185.9M5 advisorsPercentage of AUM; Fixed feesView
DIAMOND CLIENT GROUP, LLC

CRD 310570

The Woodlands, TX

Corporate platform

LLC

$185.8M11 advisorsPercentage of AUM · Hourly charges +1 moreView
S.F. EHRLICH ASSOCIATES, INC.

CRD 121356

Cranford, NJ

Corporate platform

Corporation

$185.8M2 advisorsPercentage of AUM; Fixed feesView
DOHENY ASSET MANAGEMENT, L.L.C.

CRD 106434

Los Angeles, CA

Corporate platform

LLC

$185.7M2 advisorsPercentage of AUMView
SEVEN SIX CAPITAL MANAGEMENT, LLC

CRD 299257

New York, NY

Corporate platform

LLC

$185.6M3 advisorsPercentage of AUM; Performance-based feesView
LARSON FINANCIAL PLANNING INC.

CRD 155671

MA

Corporate platform

Corporation

$185.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
NILES INVESTMENT MANAGEMENT, LLC

CRD 329384

Plantation, FL

Corporate platform

LLC

$185.5M2 advisorsPercentage of AUM; Performance-based feesView
GUILD INVESTMENT MANAGEMENT, INC.

CRD 108390

Westlake Village, CA

Corporate platform

Corporation

$185.2M3 advisorsPercentage of AUM; Subscription feesView
HALBERSTADT FINANCIAL CONSULTANTS INC

CRD 109462

Princeton, NJ

Corporate platform

Corporation

$185.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
SCHWARZ INVESTMENT PARTNERS

CRD 113556

Silver Lake, KS

Corporate platform

Corporation

$184.9M2 advisorsPercentage of AUMView
WYNNEFIELD CAPITAL, INC.

CRD 157604

New York, NY

Corporate platform

Corporation

$184.5M2 advisorsPercentage of AUM; Performance-based feesView
CYPRESS POINT CAPITAL MANAGEMENT, LLC

CRD 167195

CA

Corporate platform

LLC

$184.4M1 advisorsPercentage of AUM; Fixed feesView
THE WORLEY BANKS GROUP, LLC

CRD 306890

Creve Coeur, MO

Corporate platform

LLC

$184.3M2 advisorsPercentage of AUMView
MADRID RETIREMENT ADVISORS

CRD 172464

Manhattan Beach, CA

Corporate platform

Corporation

$184.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LONGEVITY CAPITAL MANAGEMENT

CRD 328283

Thousand Oaks, CA

Corporate platform

LLC

$184.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
COOPER FINANCIAL SERVICES, INC.

CRD 104671

Shelton, CT

Corporate platform

Corporation

$184.1M2 advisorsPercentage of AUMView
X CUBED CAPITAL MANAGEMENT LLC

CRD 313966

Minneapolis, MN

Corporate platform

LLC

$184.0M5 advisorsPercentage of AUM; Performance-based feesView
BULLSEYE ASSET MANAGEMENT LLC

CRD 153990

Denver, CO

Corporate platform

LLC

$183.9M2 advisorsPercentage of AUM; Performance-based feesView
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