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THE KOCEN FINANCIAL GROUP, INC.
CRD 112129 · SEC 801-64553
35900 BOB HOPE DR., SUITE 202, RANCHO MIRAGE, CA, 92270-1767, United States
Phone
760-324-4015
Fax
760-324-4301
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$185.9M
Discretionary AUM
$185.9M
Team
5 total employees; 5 advisory reps; 2 broker-dealer reps
Clients
51-100
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 129 | $29.6M |
| High net worth individuals | 84 | $144.6M |
| Pension/profit sharing plans | 9 | $11.4M |
States served
CA, IL, PA, VA, TX
All web addresses on file
Official SEC filing: View on IAPD