Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BROYHILL ASSET MANAGEMENT, LLC

CRD 120462

Charlotte, NC

Corporate platform

LLC

$204.5M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

CRD 107396

Alexandria, VA

Corporate platform

Corporation

$204.4M3 advisorsPercentage of AUMView
THE WILLIAM ALLAN CORPORATION

CRD 133147

Fort Collins, CO

Corporate platform

Corporation

$204.4M2 advisorsPercentage of AUM; Hourly chargesView
PROSPECT FINANCIAL GROUP LLC

CRD 133953

CA

Corporate platform

LLC

$204.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GUIRY CAPITAL MANAGEMENT, LLC

CRD 122056

Palm Beach Gardens, FL

Corporate platform

LLC

$204.3M2 advisorsPercentage of AUM; Fixed feesView
MONIMUS CAPITAL MANAGEMENT, LP

CRD 309855

Woodbridge, NJ

Corporate platform

LP

$204.2M3 advisorsPercentage of AUM; Performance-based feesView
TETON WEALTH GROUP LLC

CRD 311230

Murray, UT

Corporate platform

LLC

$204.0M8 advisorsPercentage of AUMView
GEHRIG CAPITAL MANAGEMENT, INC.

CRD 123250

Merrillville, IN

Corporate platform

Corporation

$203.9M5 advisorsPercentage of AUMView
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.

CRD 157296

Bannockburn, IL

Corporate platform

LLC

$203.9M4 advisorsPercentage of AUM; INCENTIVE ALLOCATIONSView
HARKNESS CAPITAL MANAGEMENT LLC

CRD 289882

New York, NY

Corporate platform

LLC

$203.8M10 advisorsPercentage of AUM · Performance-based fees +1 moreView
MOLER CAPITAL MANAGEMENT

CRD 106969

CA

Corporate platform

LLC

$203.8M2 advisorsPercentage of AUMView
SG REAL ESTATE I

CRD 334205

Southfield, MI

Corporate platform

Corporation

$203.5M5 advisorsPercentage of AUMView
WAZEE STREET CAPITAL MANAGEMENT LLC

CRD 159165

Greenwood Village, CO

Corporate platform

LLC

$203.4M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
BALL & COMPANY

CRD 133950

CA

Corporate platform

Corporation

$203.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SYNTAX RESEARCH, INC.

CRD 151948

Boca Raton, FL

Corporate platform

Corporation

$202.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CHICAGO CAPITAL MANAGEMENT, LLC

CRD 175453

Chicago, IL

Corporate platform

LLC

$202.8M3 advisorsPercentage of AUM; Performance-based feesView
CFM ADVISORS INC

CRD 111581

Hauppauge, NY

Corporate platform

Corporation

$202.7M5 advisorsPercentage of AUM; Fixed feesView
WERNAU ASSET MANAGEMENT

CRD 129473

Gloucester, MA

Corporate platform

Corporation

$202.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
STEELHEAD CAPITAL MANAGEMENT, LLC

CRD 173440

Fort Worth, TX

Corporate platform

LLC

$202.5M4 advisorsPercentage of AUM; Performance-based feesView
HANSEN & ASSOCIATES FINANCIAL GROUP INC.

CRD 168363

Roseville, CA

Corporate platform

Corporation

$202.4M3 advisorsPercentage of AUM · Hourly charges +1 moreView
MCGUIRE CAPITAL ADVISORS, INC.

CRD 164549

Bethany, OK

Corporate platform

Corporation

$202.4M4 advisorsPercentage of AUMView
PHIL A. YOUNKER & ASSOCIATES, LTD.

CRD 311775

AK

Corporate platform

Corporation

$202.2M2 advisorsPercentage of AUM; Fixed feesView
JOHNSON LYMAN WEALTH ADVISORS

CRD 150150

Los Altos, CA

Corporate platform

Corporation

$202.1M2 advisorsPercentage of AUM; Fixed feesView
SOUNDHAVEN CAPITAL MANAGEMENT

CRD 170821

CA

Corporate platform

LLC

$202.1M2 advisorsPercentage of AUM; Fixed feesView
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