← Back to searchVisit website
BALL & COMPANY
BALL & COMPANY WEALTH MANAGEMENT, INC.
CRD 133950 · SEC 801-78146
CA, United States
Phone
805-376-2779
Fax
805-435-3710
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$203.1M
Discretionary AUM
$203.1M
Team
4 total employees; 2 advisory reps
Clients
51-100
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-04
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consulting
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 89 | $37.4M |
| High net worth individuals | 58 | $159.1M |
| Pension/profit sharing plans | 7 | $6.5M |
States served
CA, OR, TN, WY, TX
All web addresses on file
Official SEC filing: View on IAPD