Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DWP

CRD 121841

Grosse Pointe Farms, MI

Corporate platform

Corporation

$208.0M4 advisorsPercentage of AUM; Fixed feesView
GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC.

CRD 172205

Sarasota, FL

Corporate platform

Corporation

$207.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
SEAGULL LANE ASSET MANAGEMENT LLC

CRD 282566

Huntington Beach, CA

Corporate platform

LLC

$207.9M2 advisorsPercentage of AUM; THIRD-PARTY ADVISORY FEESView
GARLIKOV ADVISORS INC

CRD 112352

Columbus, OH

Corporate platform

Corporation

$207.6M4 advisorsPercentage of AUM; Fixed feesView
BURNHAM STERLING ASSET MANAGEMENT LLC

CRD 283907

Cos Cob, CT

Corporate platform

LLC

$206.8M5 advisorsPercentage of AUM; Performance-based feesView
ALLIANCE INVESTMENT MANAGEMENT, LLC

CRD 152012

Jenison, MI

Corporate platform

LLC

$206.8M3 advisorsPercentage of AUM; Fixed feesView
FLYING POINT FINANCIAL, INC.

CRD 107915

North Andover, MA

Corporate platform

Corporation

$206.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
STRATEGIC WEALTH ADVISORS GROUP, INC.

CRD 285863

Utica, MI

Corporate platform

Corporation

$206.7M6 advisorsHourly charges · Fixed fees +1 moreView
STILLWATER WEALTH MANAGEMENT GROUP LLC

CRD 309796

Juno Beach, FL

Corporate platform

LLC

$206.6M3 advisorsPercentage of AUMView
KENNETH FRENKE & CO

CRD 109352

Arden, NC

Corporate platform

Corporation

$206.5M3 advisorsPercentage of AUM; Fixed feesView
HFH PLANNING INC.

CRD 114046

CA

Corporate platform

Corporation

$206.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PARKVIEW ASSET MANAGEMENT, INC.

CRD 307977

Oakbrook Terrace, IL

Corporate platform

Corporation

$206.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
BAUER WEALTH MANAGEMENT INC.

CRD 152977

Colorado Springs, CO

Corporate platform

Corporation

$205.9M3 advisorsPercentage of AUMView
SRT GROUP LLC

CRD 330219

West Palm Beach, FL

Corporate platform

LLC

$205.6M9 advisorsPercentage of AUM; Performance-based feesView
MANHATTAN GLOBAL ASSET MANAGEMENT LLC

CRD 334452

Las Vegas, NV

Corporate platform

LLC

$205.5M1 advisorsPercentage of AUMView
THE PUTNEY FINANCIAL GROUP LLC

CRD 111639

San Rafael, CA

Corporate platform

LLC

$205.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
OSBON CAPITAL MANAGEMENT, LLC

CRD 134731

Boston, MA

Corporate platform

LLC

$205.3M2 advisorsPercentage of AUM; Performance-based feesView
BROWN CAPITAL MANAGEMENT, LLC

CRD 174101

Little Rock, AR

Corporate platform

LLC

$205.2M4 advisorsPercentage of AUM; Hourly chargesView
WHITE ROCK OIL & GAS HOLDINGS, LLC

CRD 165255

Plano, TX

Corporate platform

LLC

$205.1M4 advisorsPercentage of AUM; Performance-based feesView
CHESAPEAKE INVESTMENT MANAGEMENT LLC

CRD 119010

Mclean, VA

Corporate platform

LLC

$205.0M4 advisorsPercentage of AUM; Fixed feesView
FLAVIN FINANCIAL SERVICES, INC.

CRD 144473

Melbourne, FL

Corporate platform

Corporation

$205.0M4 advisorsPercentage of AUM · Hourly charges +2 moreView
3RD CREEK INVESTMENTS

CRD 115945

CA

Corporate platform

Corporation

$204.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
THE HERBST GROUP, LLC

CRD 309319

MT

Corporate platform

LLC

$204.8M4 advisorsPercentage of AUMView
KOHLHEPP INVESTMENT ADVISORS, LTD.

CRD 113989

Doylestown, PA

Corporate platform

Corporation

$204.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
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