← Back to searchVisit website
THE PUTNEY FINANCIAL GROUP LLC
CRD 111639 · SEC 801-62638
100 SMITH RANCH ROAD, SUITE 110, SAN RAFAEL, CA, 94903, United States
Phone
415-460-1990
Fax
415-460-1997
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$205.4M
Discretionary AUM
$202.1M
Team
8 total employees; 4 advisory reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Company
Filing date
2026-03-20
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Publication of periodicalsEducational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 155 | $66.0M |
| High net worth individuals | 57 | $139.2M |
| Charitable organizations | 3 | $146K |
States served
AL, CA, NV, NM, OR, WA, TX, FL
All web addresses on file
Official SEC filing: View on IAPD