Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
TORTUGA WEALTH MANAGEMENT

CRD 153737

Torrance, CA

Corporate platform

Corporation

$222.9M4 advisorsPercentage of AUM · Hourly charges +1 moreView
THREE PEAKS CAPITAL MANAGEMENT, LLC

CRD 127402

Castle Rock, CO

Corporate platform

LLC

$222.9M4 advisorsPercentage of AUMView
CAREY WEALTH MANAGEMENT

CRD 173885

San Ramon, CA

Corporate platform

Corporation

$222.8M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ALDEBARAN FINANCIAL INC

CRD 105741

Kingsport, TN

Corporate platform

Corporation

$222.8M3 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL PRESERVATION PARTNERS, INC.

CRD 126340

Bronxville, NY

Corporate platform

Corporation

$222.4M3 advisorsPercentage of AUM; Hourly chargesView
KERUSSO CAPITAL MANAGEMENT, LLC

CRD 316352

Winston-Salem, NC

Corporate platform

LLC

$222.4M2 advisorsPercentage of AUM; Performance-based feesView
Q CAPITAL SOLUTIONS

CRD 297541

CA

Corporate platform

Corporation

$222.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PHILLIP JAMES FINANCIAL CO.

CRD 168228

Plymouth, MN

Corporate platform

Corporation

$222.1M2 advisorsPercentage of AUM; Fixed feesView
MANGAN WEALTH MANAGEMENT

CRD 143863

Seattle, WA

Corporate platform

Corporation

$222.0M2 advisorsPercentage of AUM; Hourly chargesView
BISCHOFF WEALTH MANAGEMENT GROUP, LLC

CRD 171652

Greenwood, IN

Corporate platform

LLC

$222.0M2 advisorsPercentage of AUM; Fixed feesView
OPTIMIZE FINANCIAL INC.

CRD 315963

Laguna Hills, CA

Corporate platform

Corporation

$221.7M3 advisorsPercentage of AUMView
ADRIAN DAY ASSET MANAGEMENT

CRD 105985

Dorado, PR

Corporate platform

Corporation

$221.6M2 advisorsPercentage of AUM; Performance-based feesView
PACIFIC PARK FINANCIAL, INC.

CRD 122867

Laguna Hills, CA

Corporate platform

Corporation

$221.6M1 advisorsPercentage of AUMView
BOND TECH INC

CRD 105979

Bellbrook, OH

Corporate platform

Corporation

$221.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
HAGER INVESTMENT MANAGEMENT SERVICES, LLC

CRD 117097

New London, NH

Corporate platform

LLC

$221.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
AVANTRA FAMILY WEALTH, INC.

CRD 288209

Mechanicsburg, PA

Corporate platform

Corporation

$221.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
OCTAGON ASSET MANAGEMENT, LLC

CRD 286248

Charlotte, NC

Corporate platform

LLC

$221.2M3 advisorsPercentage of AUM; Performance-based feesView
GLOBAL PARTNERSHIPS

CRD 300844

Seattle, WA

Corporate platform

Corporation

$221.1M25 advisorsPercentage of AUM; PERFORMANCE ALLOCATIONView
PARA WEALTH ADVISORS, INC.

CRD 322683

Camas, WA

Corporate platform

Corporation

$221.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PULLEN INVESTMENT MANAGEMENT

CRD 310149

Bradenton, FL

Corporate platform

LLC

$221.0M4 advisorsPercentage of AUM; Fixed feesView
KROON & MITCHELL ASSET MANAGEMENT LLC

CRD 168120

Grand Rapids, MI

Corporate platform

LLC

$220.9M3 advisorsPercentage of AUM; Hourly chargesView
EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC

CRD 145420

Baltimore, MD

Corporate platform

LLC

$220.9M10 advisorsPercentage of AUMView
BALLAST ASSET MANAGEMENT

CRD 311116

Dallas, TX

Corporate platform

LP

$220.7M3 advisorsPercentage of AUMView
STRATEGIC FINANCIAL PLANNING, INC.

CRD 118450

Plano, TX

Corporate platform

Corporation

$220.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
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