Falists
← Back to search

PHILLIP JAMES FINANCIAL CO.

PHILLIP JAMES CONSULTING CO.

CRD 168228 · SEC 801-120327

Visit website

3675 PLYMOUTH BOULEVARD, SUITE 110, PLYMOUTH, MN, 55446, United States

Phone

763-432-0852

Fax

763-390-0023

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$222.1M

Discretionary AUM

$219.2M

Team

3 total employees; 2 advisory reps

Clients

101-250

Fees

Percentage of AUM; Fixed fees

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals54$24.3M
High net worth individuals60$197.8M

States served

MN

All web addresses on file

Official SEC filing: View on IAPD