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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PACIFIC WEALTH STRATEGIES GROUP, INC.

CRD 144789

Santa Barbara, CA

Corporate platform

Corporation

$253.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
STERLING RETIREMENT GROUP OF SACRAMENTO

CRD 168397

Roseville, CA

Corporate platform

Corporation

$253.0M4 advisorsPercentage of AUM · Hourly charges +2 moreView
AURORA INVESTMENT COUNSEL

CRD 107460

Atlanta, GA

Corporate platform

Corporation

$252.7M2 advisorsPercentage of AUMView
TREASURE INVESTMENT MANAGEMENT, LLC

CRD 309258

Scottsdale, AZ

Corporate platform

LLC

$252.7M4 employeesPercentage of AUMView
MERCURY INVESTMENT GROUP

CRD 125245

Memphis, TN

Corporate platform

LLC

$252.6M3 advisorsPercentage of AUMView
PATRICK M. SWEENEY & ASSOCIATES, INC

CRD 112802

Libertyville, IL

Corporate platform

Corporation

$252.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TAYLOR SECURITIES SERVICES, INC.

CRD 304070

Harrisburg, PA

Corporate platform

Corporation

$252.5M4 advisorsPercentage of AUMView
WAYCROSS INVESTMENT MANAGEMENT CO

CRD 105034

Bellingham, WA

Corporate platform

Corporation

$252.4M3 advisorsPercentage of AUM; Hourly chargesView
ABBIT MANAGEMENT CORP

CRD 110507

Grand Haven, MI

Corporate platform

Corporation

$252.3M3 advisorsPercentage of AUMView
WINTERS FINANCIAL GROUP, INC.

CRD 309549

Westlake Village, CA

Corporate platform

Corporation

$252.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
JCP INVESTMENT MANAGEMENT, LLC

CRD 150635

Houston, TX

Corporate platform

LLC

$252.3M6 advisorsPercentage of AUM; Performance-based feesView
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

CRD 106288

Milwaukee, WI

Corporate platform

LLC

$252.3M3 advisorsPercentage of AUMView
QCA CAPITAL MANAGEMENT INC

CRD 112104

Los Angeles, CA

Corporate platform

Corporation

$252.2M5 advisorsPercentage of AUMView
MURPHY WEALTH MANAGEMENT GROUP

CRD 277161

Fishkill, NY

Corporate platform

Other (specify)

$251.9M3 advisorsPercentage of AUM · Hourly charges +1 moreView
COINSHARES ASSET MANAGEMENT (US) LLC

CRD 314541

New York, NY

Corporate platform

LLC

$251.9M1 advisorsPercentage of AUMView
ADVANCED FINANCIAL STRATEGIES INC

CRD 108296

Irvine, CA

Corporate platform

Corporation

$251.7M6 advisorsPercentage of AUM; Hourly chargesView
RESEARCH FINANCIAL STRATEGIES

CRD 153247

Rockville, MD

Corporate platform

Corporation

$251.6M6 advisorsPercentage of AUM · Hourly charges +2 moreView
ARETEX CAPITAL MANAGEMENT, LP

CRD 296753

New York, NY

Corporate platform

LP

$251.6M2 advisorsPercentage of AUM; Performance-based feesView
WINDWARD WEALTH STRATEGIES, INC.

CRD 175126

Oshkosh, WI

Corporate platform

Corporation

$251.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
CHECKS & BALANCES, INC.

CRD 112145

Atlanta, GA

Corporate platform

Corporation

$251.1M1 advisorsPercentage of AUMView
LEGACY WEALTH MANAGEMENT INC.

CRD 173453

Manassas, VA

Corporate platform

Corporation

$251.0M4 advisorsPercentage of AUM; Fixed feesView
SEEK FIRST INC.

CRD 312546

Campbell, CA

Corporate platform

Corporation

$251.0M3 advisorsPercentage of AUM; Fixed feesView
AC INVESTMENT MANAGEMENT LLC

CRD 140443

New York, NY

Corporate platform

LLC

$251.0M3 advisorsPercentage of AUM; Performance-based feesView
BIOS CAPITAL MANAGEMENT, LP

CRD 298955

Fort Worth, TX

Corporate platform

Partnership

$250.9M6 advisorsPercentage of AUM; Performance-based feesView
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