← Back to searchVisit website
WINTERS FINANCIAL GROUP, INC.
CRD 309549 · SEC 801-121556
2659 TOWNSGATE RD., #213, WESTLAKE VILLAGE, CA, 91361, United States
Phone
805-497-1717
Fax
805-497-7016
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$252.3M
Discretionary AUM
$0
Team
3 total employees; 2 advisory reps; 4 broker-dealer reps
Clients
101-250
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-21
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 173 | $49.8M |
| High net worth individuals | 71 | $184.8M |
| Pension/profit sharing plans | 29 | $17.7M |
States served
AZ, CA, NV, NY, TX
All web addresses on file
Official SEC filing: View on IAPD