Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SMP ASSET MANAGEMENT, LLC

CRD 162653

Corporate platform

LLC

$255.4M1 advisorsPercentage of AUM; Performance-based feesView
GRANT PRIVATE WEALTH MANAGEMENT

CRD 292917

Pleasanton, CA

Corporate platform

Corporation

$255.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ACAP ASSET MANAGEMENT, INC.

CRD 149452

Studio City, CA

Corporate platform

Corporation

$255.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
RIDGE CREEK GLOBAL, INC.

CRD 106992

OH

Corporate platform

Corporation

$254.8M3 advisorsPercentage of AUMView
GLENORCHY CAPITAL LIMITED

CRD 305636

AZ

Corporate platform

Corporation

$254.4M2 advisorsPercentage of AUM; Performance-based feesView
O'BRIEN INVESTMENT MANAGEMENT, LLC

CRD 284057

Torrance, CA

Corporate platform

LLC

$254.3M2 advisorsPercentage of AUMView
WESTPARK WEALTH ADVISORS, INC.

CRD 130914

Houston, TX

Corporate platform

Corporation

$254.3M25 advisorsPercentage of AUM · Hourly charges +1 moreView
MENDOTA FINANCIAL GROUP, LLC

CRD 136294

Madison, WI

Corporate platform

LLC

$254.2M5 advisorsPercentage of AUM; Fixed feesView
FAMILY FIDUCIARY SERVICES, INC.

CRD 146339

Beverly, MA

Corporate platform

Corporation

$254.2M5 advisorsPercentage of AUM; Fixed feesView
RIVERWEST INVESTMENT MANAGEMENT, LLC

CRD 339697

New York, NY

Corporate platform

LLC

$254.1M3 advisorsPercentage of AUM; Performance-based feesView
INTEGRATED WEALTH MANAGEMENT, INC.

CRD 141092

Uniontown, OH

Corporate platform

Corporation

$254.1M5 advisorsPercentage of AUM · Fixed fees +1 moreView
VENOR CAPITAL MANAGEMENT LP

CRD 158327

New York, NY

Corporate platform

LP

$254.0M2 advisorsPercentage of AUM; Performance-based feesView
WESTCO ADVISORY SERVICES, INC.

CRD 120755

Lynbrook, NY

Corporate platform

Corporation

$254.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
CANTY FINANCIAL MANAGEMENT, INC.

CRD 118945

Ballston Spa, NY

Corporate platform

Corporation

$254.0M3 advisorsPercentage of AUM; Hourly chargesView
ADDIS & HILL, INCORPORATED

CRD 117495

Wayne, PA

Corporate platform

Corporation

$254.0M3 advisorsPercentage of AUM; Fixed feesView
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC

CRD 305013

Milford, CT

Corporate platform

LLC

$253.9M4 advisorsPercentage of AUM; Fixed feesView
INDIANO CAPITAL MANAGEMENT

CRD 122620

Rochester, NY

Corporate platform

Corporation

$253.8M2 advisorsPercentage of AUMView
MENDON CAPITAL ADVISORS CORP

CRD 113058

Key Largo, FL

Corporate platform

Corporation

$253.8M4 advisorsPercentage of AUM; Performance-based feesView
DECATUR CAPITAL MANAGEMENT, INC.

CRD 120679

Decatur, GA

Corporate platform

Corporation

$253.7M4 advisorsPercentage of AUMView
GATE CITY CAPITAL MANAGEMENT, LLC

CRD 289122

Chicago, IL

Corporate platform

LLC

$253.6M4 advisorsPercentage of AUM; Performance-based feesView
WASHBURN CAPITAL MANAGEMENT INC.

CRD 125708

Vero Beach, FL

Corporate platform

Corporation

$253.6M3 advisorsPercentage of AUMView
CLEAR POINT ADVISORS, INC.

CRD 111775

Melville, NY

Corporate platform

Corporation

$253.4M4 advisorsPercentage of AUM; Hourly chargesView
ALPHA ANALYTICS INVESTMENT GROUP LLC

CRD 109844

Los Angeles, CA

Corporate platform

LLC

$253.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TRANSCEND ADVISOR GROUP, LLC

CRD 311746

Milwaukee, WI

Corporate platform

LLC

$253.2M4 advisorsPercentage of AUM · Hourly charges +1 moreView
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